Associate Director - Singapore - eClerx LLC

eClerx LLC

Verified Company

Singapore

2 weeks ago

Posted by:

Wei Jie

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Description

Associate Director - Transaction Reporting Compliance

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LOCATION:
Singapore

HIRE TYPE:
Fixed Term (18 months with possible extension)

EXPERIENCE: 7+ years in Compliance and/or Regulatory/Risk Framework in Financial Services

VERTICAL:
Financial Markets

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Role Summary

This Singapore-based role within the global CFCC Advisory Compliance team will be focused on ensuring the client is in adherence with APAC trade reporting requirements for over-the-counter derivative contracts as they are traded across Financial Markets Operations.

A highly motivated and self-driven individual, you will join the CFCC Advisory transaction reporting Compliance team working closely with Global and Regional Compliance teams, Front and Middle Office, Regulatory Operations, Regulatory Technology, Legal, and other stakeholders to ensure compliance against our regulatory requirements.

The role will report to the APAC-based Lead for Transaction Reporting Compliance, CFCC Advisory.

Key Responsibilities

Conduct regulatory analysis, impact assessment, and support the implementation of new and changing trade and transaction reporting regulation in an advisory capacity with a focus on APAC
Develop an Obligations Register, document rules interpretation, and then review and assess whether appropriate firstline controls are established and adequate to fulfill these obligations and expectations
Review essential management information to ensure identified compliance gaps are identified and remediated. Provide Compliance training and supply advisory support to stakeholders where necessary
Participate in relevant internal and external (industry association) working groups
Able to demonstrate extensive experience and familiarity with trade and transaction reporting regulations across all our key regions (Europe, the US, and Asia)

Eligibility Requirements

Bachelor's Degree preferred
Minimum 7 years (based on bandlevel agreement) prior Compliance and/or Regulatory / Risk Framework experience in Financial Markets
Strong knowledge and previous experience in market initiative regulations
Ability to understand and interpret technical regulatory requirements as well as the capacity to build a detailed understanding of the groups trading systems and technology architecture
The proven executor of assurance initiatives including planning, analysis, identifying regulatory gaps, and action owners through to tracking of remediation
Good presentation skills, including experience developing and delivering regulatorybased materials
Ability to develop and enhance relationships across multiple stakeholders in various functional and geographic groups, including but not limited to FM businesses and Operations, Information Technology, Legal other Compliance teams
Excellent written English with experience in drafting policies, procedures, and operational documentation to a high standard
Ability to objectively consider matters from an endtoend perspective, including looking at reporting related matters from the initial policy statements, more detailed procedural aspects, training requirements, assurance testing, and monitoring
Identification and assessment of potential regulatory risks facing the business (either conduct or regulatoryrelated)
Ability to work both independently and within a team environment with appropriate supervision. A desire to deliver results. Selfmotivated and selfreliant with a genuine desire to get things done and to do it right, as well as the ability to provide practical and effective advice. Being able to accept challenges and change, listen to the other point of view, and adapt your approach accordingly is essential
Diplomacy, sensitivity, and the ability to gently, but professionally stand your ground when needed and persuade others of the merits of a particular approach
TR Regulatory reporting experience at any of the following: financial institution, law firm, regulator, or Compliance consultancy practice
Microsoft Excel, Word, and PowerPoint skills are required
Strong knowledge of Financial Markets operations and products
Good educational background, ideally to a degree or equivalent level

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About eClerx
eClerx is an Equal Opportunity Employer.

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.

We are also committed to protecting and safeguarding your personal data. Please find our policy here.

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