Associate/ Senior Associate, Regulatory Compliance - Singapur, Singapore - IQ-EQ

Regulatory and Compliance

3 weeks ago

Promising career development opportunity · **Position Title: Regulatory and Compliance Officer** · - Attractive staff benefits · - Promising career development opportunity · An opportunity to join a multi-national bank. This is a new headcount as they are expanding their team in ...

Regulatory Compliance

3 weeks ago

**Some of the key responsibilities will include**: · - Reviewing of marketing materials to ensure it is compliant to regulatory requirements · - Advise business/relevant stakeholders on AML/KYC requirements · - Implement, maintain and align global and regional policies respective ...

Regulatory Compliance

3 weeks ago

**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** · An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local busi ...

Regulatory Compliance

3 weeks ago

Opportunity to join an derivatives exchange with no experience required · - To be able to venture into regulatory compliance · **About Our Client**: · Our client is a derivatives exchange regulated by the Monetary Authority of Singapore (MAS), they offer a range of futures and op ...

Regulatory Compliance

2 weeks ago

Prior experience in the banking industry as regulatory compliance. · - Well knowledge in Banking Act, SFA and FAA. · - Bachelor's Degree in Business/ Accountancy/ Finance or any related discipline. · Regulatory Compliance officer will be part of the compliance team and ensures th ...

Regulatory Compliance

3 weeks ago

Posted by · - Faith Kenton- Recruitment Consultant European Boutique Bank is looking to hire a Regulatory Compliance Analyst to support the implementation of the Bank's Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guide ...

Regulatory Compliance

3 weeks ago

**Job Role Description - Summary** · The Compliance Analyst supports the implementation of the Bank's Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. He/She executes tasks according to procedure ...

Regulatory Compliance

1 week ago

FIND YOUR 'BETTER' AT AIA · - We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us._ · - We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, t ...

Regulatory Compliance

1 week ago

In this pivotal role, you will spearhead the supervision of front office activities, ensuring meticulous compliance with relevant processes. Your responsibilities extend to refining frameworks, policies, and procedures to meet regulatory standards. Additionally, you will be instr ...

Regulatory Compliance

3 weeks ago

Identify and respond to local regulatory developments, engagement and policy · Monitor local regulatory developments/updates issued by regulators · Provide compliance advice and guidance to internal stakeholders · Assess the risks associated with new or revised strategies and mak ...

Regulatory Compliance

3 weeks ago

**Contract Type**: · - Permanent**Location**: · - Singapore**Category**: · - Compliance**Subcategory**: · **Contact Name**: · - Jacqueline Lee- **Date Published**: · - 31-Oct-2023Our client who is one of the leading alternative investment service provider and they are looking for ...

Regulatory Compliance

1 day ago

This role is responsible for ensuring organization's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization's g ...

Regulatory Compliance Officer

3 weeks ago

**Your team**: · - The Pictet group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet h ...

Regulatory Compliance Analyst

3 weeks ago

**Location: Singapore** · **Roles and Responsibilities**: · - Provide compliance advisory on the regulatory requirements in SFA and SFR to business units and participate in new initiatives/projects to understand business units' concerns/needs, · - Provide accurate and practical g ...

Regulatory Compliance Manager

2 weeks ago

**Description**: · **Description** · **Responsibilities** · Reporting directly to the Head of Regulatory Compliance, you will be the Deputy Head of the Regulatory Compliance team and you will conduct regulatory and AML advisory in relation to the business of the company. · You wi ...

Compliance Regulatory Development

2 weeks ago

Support compliance policy development initiatives covering regulations for securities and derivatives in accordance with the MAS Securities and Futures Act (SFA). · - Develop regulatory policies to support evolving market trends. · - Carry out regulatory assessments of the compan ...

Regulatory Compliance Manager

3 weeks ago

Singapore · Permanent · Closing on May 12, 2023 · **Responsibilities** · **Summary: The Regulatory Compliance Group Manager will be responsible for ensuring that our projects comply with all relevant laws, regulations, standards, and guidelines in the oil and gas exploration and ...

Regulatory Compliance Avp

3 weeks ago

**Job details**: · - Location: · - Singapore- Job Type: · - Permanent- Discipline: · - Banking & Financial Services- Reference: · - BF/XK/RCAVPFI/ C- Posted: · - 4 minutes ago- Consultant: · - Xuan Kwok- Consultant Phone: · **Share this job**: · **Job description**: · Charterhous ...

Head of Regulatory Compliance

1 week ago

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world's most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify th ...

Head of Regulatory Compliance

3 weeks ago

Attractive staff benefits · - Promising career development opportunity · **Position Title: Head of Regulatory** · - Attractive staff benefits · - Promising career development opportunity · An opportunity to join a multi-national bank. This is a new headcount as they are expanding ...