Head of Compliance, Sea - Singapore - Argyll Scott

Argyll Scott
Argyll Scott
Verified Company
Singapore

2 weeks ago

Wei Jie

Posted by:

Wei Jie

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Description

My client, an established investment bank in the region is looking for a Head of Compliance, SEA to join the team in Singapore.


Responsibilities

  • Set the policies and procedures for legal and regulatory requirements for the entities in Singapore and the region.
  • Maintain and strengthen corporate governance and oversee the delivery of a strong regulatory compliance program for relevant entities.
  • Manage the compliance risks of the business in the region and ensure incidents and handled appropriately.
  • Advise business and senior management on the Compliance issues arising out of new business, products and markets as well as BAU operational activities.

Requirements:


  • Degree holder with at least 15 years of experience in financial services compliance.
  • Sound knowledge of the regulatory requirements of securities brokerage, capital markets, corporate finance, and private equity businesses in the region.
  • Fluent in written and oral English
Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.
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