Senior Compliance Officer - Singapore - DIGITAL TREASURES CENTER PTE. LTD.

DIGITAL TREASURES CENTER PTE. LTD.

Verified Company

Singapore

3 weeks ago

Posted by:

Wei Jie

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Conduct gap analysis across the business functions, as well as collaborate with stakeholders across the company to enhance compliance controls.

Keep abreast of regulatory changes and communicate upcoming regulatory changes and/or licensing requirements to management, relevant stakeholders and staff. Lead and support the impact assessment and implementation of regulatory changes.
Primary point of oversight of all AML/CFT process. Perform KYC screening in compliance with MAS regulation guidelines and firm internal policy.
Evaluate, perform validation of completeness and accuracy of the KYC screenings, evaluate and document the assessment of the results.
Review flagged alerts on new and existing customer and recommend appropriate course of action for exemption/approval/escalation.
Manage compliance matters around all regulatory and legal requirements and ensuring policies and processes reflect on business operation.
Proactively identify any scenarios which may present any significant risk to the business.
Monitor clients and report back to management to advise and resolve any issues.
Ongoing monitoring of shareholders, directors, staff and clients for the purposes of KYC, AML, CFT and conflicts of interest requirements
Attend to internal and external compliance audit requirements and queries, including maintaining regulatory relationship with the MAS Review and/or prepare and submit regulatory and compliance filings and surveys.
Provide guidance on the due diligence exercise in relation to investment/ fund activities and advise on the remedial action in relation to any compliance issues.

Sales Support Associate