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Meticulous and analytical hire with more than 10 years of regulatory compliance experience in the financial industry
University College Dublin - Bachelor of Science (Honours) in Finance - 1st class honours
- Extensive experience in regulatory compliance - e.g. licence applications, development of compliance manual and regulatory obligation checklist, gap analysis, compliance reviews, review of marketing materials, regulatory advice and review of quarterly/annual returns.
- Performed internal audits for various financial institutions including REIT Managers, Fund Managers (licensed and exempt), Brokers Dealers as well as EFAs.
- IBF-certified trainer and frequent speaker at several in-house trainings and seminars covering various regulatory topics under the SFA.