Regulatory and Quality Assurance Specialist – Banking - Singapore - Ethos BeathChapman

    Ethos BeathChapman
    Ethos BeathChapman Singapore

    20 hours ago

    Banking / Loans
    Description
    The Role
    My client is leading Financial Services firm and we are looking for a Regulatory and QA specialist to join the team in Singapore. This is a 12-month maternity contract over and we are looking for a seasoned Compliance candidate that can join at short notice.
     
    Responsibilities
    • Support implementation of regulatory requirements through policies, procedures, and operational controls.
    • Assist with regulatory examinations, audits, and supervisory reviews, including preparation of documentation and response management.
    • Track regulatory issues, findings, and remediation activities to ensure timely and effective closure.
    • Design and execute quality assurance reviews and testing across products, processes, and controls.
    • Evaluate adherence to regulatory requirements, internal policies, and procedural standards.
    • Identify gaps, root causes, and emerging risks; provide clear, actionable recommendations.
    • Maintain QA frameworks, methodologies, and reporting aligned with regulatory expectations.
     
    Requirements
    • Bachelor's degree in Finance, Business, Law, or a related discipline
    • Approximately 5+ years of compliance experience within the Banking or Financial Services space
    • Strong Regulatory experience – ideally dealing with MAS
    • Familiar with QA-related policies
    • Strong working knowledge of Singapore regulatory requirements under the SFA/FAA framework
    • Proven experience managing regulatory engagement and inspections
    • Strong communication skills and ability to work closely with senior stakeholders
    EA Personnel No. R1985201
    BeathChapman Pte Ltd
    Licence No. 16S8112

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