Regulatory Compliance Officer - Singapore - GMP Technologies

Description

Perm Compliance Officer

Responsibility and Tasks

.Examining laws and regulations applicable to the Company

.Ensure that appropriate systems and controls to manage its legal and regulatory risks are in place and are in line with the internal policies and procedures

.Provide advisory and manage any Anti-Money Laundering (AML) queries

.Conduct due diligence checks and account/profile reviews at Client onboarding or periodically, in accordance to regulations and the Company's policies

.Review any transactional alerts or investment restrictions generated from portfolio management system

.Review marketing materials, completion of appropriate forms and account forms

.Work with relevant departments or personnel in case of customer and operational complaints

.Identify and mitigate client relationships and/or account activities that may present sanctions risk

.Conduct screenings and investigations on accounts or relationships where potential AML risks are detected

.Provide investigation findings, recommendations and follow-up procedures, where applicable

.To participate, assist or lead any compliance trainings and AML-related projects

Requirements:

.At least 5 years of relevant experience in a compliance department in EAM or Private Banking before

.Able to prioritise and multi-task in a fast-paced environment

Salary: $5000 - $7000

Location: CBD

Working hours: 9-6 pm mon-fri

Please state your availability, current and expected salary in the resume.

Tel:

WA:

Bryan Huang (R

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Bryan Huang| Registration No: R