- Support the development of a compliance strategy and guidelines to support the firm's growth across APAC in a sustainable and compliant way.
- Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks to the firm and its clients and mitigate them.
- Develop and implement appropriate policies and procedures as well as internal controls, and test and monitor in the context of the business model to ensure that iCapital meets its regulatory obligations in APAC.
- Act as "Compliance Knowledge Center" within the firm and trusted advisor to Senior Management, providing guidance and training on compliance topics if needed.
- 2+ years of experience in compliance, business controls, operations, compliance consultancy, audit or accountancy.
- General Compliance knowledge in AML/KYC, code of conduct, gifts and entertainment, personal account dealing, compliance monitoring, STR reporting etc., in Singapore.
- Adaptable and entrepreneurial, able to work within the fast-paced, growing and constantly evolving structure of a high-growth firm.
- Proficiency in English for collaboration with head office and external, international stakeholders and suppliers.
- Candidates with knowledge of MAS regulations regarding CMS licensed entities are preferred but not necessary.
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Compliance Officer - Singapur, Singapore - iCapital
3 days ago
Description
Responsibilities
Qualifications
Benefits
iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance; and generous paid time off (PTO).