Kyc Executive - Singapore - FINEXIS ADVISORY PTE. LTD.

FINEXIS ADVISORY PTE. LTD.

Verified Company

Singapore

2 weeks ago

Posted by:

Wei Jie

beBee Recruiter

Description

_About this role:
_

We are looking for a Know-Your-Client (KYC) Executive (also known as Competency Executive internally) who will be part of the Distribution team to validate KYC submissions by our Financial Consultant to ensure it is in line with regulatory expectations and internal guidelines.

_Responsibilities:
_

Check and Validate Know-YourClient submissions by consultants
Support team managers and develop the regulated skills and competencies of the financial consultants
Ensure effective governance and suitability standards are met at all times, with consultants consistently meeting fiduciary and regulatory expectations
Ensure client interactions are appropriate at all times, and reflected in a high quality of recordkeeping and service standards
Train consultants and ensure they comply with Fair Dealing as well as training and development requirements
Assist in project management and coordinate events aligned with core activities of the company

_Requirements:
_

At least 21 years of age due to MAS FAA requirement
Outstanding interpersonal and communication skills and able to quickly form positive working relationship with others
At least 1 year sales experience in financial sales preferred
Having CMFAS paper M5, M9, M9a, HI, M8, M8a preferred