AVP, Compliance - Singapore

We are seeking an AVP for compliance to support client onboarding, AML and KYC activities. · 2–6 years' experience in financial crime or compliance. · Relevant degree in Business, Finance, Economics, Law, or related field. · ...

We are seeking an experienced AVP – Compliance (AML Focus) to lead and manage our Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) efforts in accordance with MAS regulations. · Develop, implement, and maintain AML/CFT policies, procedures, and internal ...

About the company: · One of China's largest and most prestigious securities companies. With a strong presence in the Asia-Pacific region, the firm offers a comprehensive range of services including brokerage, asset management, investment banking, and research. The company is com ...

We are seeking an experienced AVP, Regulatory Compliance to join a leading bank.This is an exciting opportunity for a compliance professional to play a key role in ensuring adherence to regulatory requirements and internal policies across the bank'>operations ...

This is a Compliance role with a primary focus on Trade Surveillance and e-Communication Surveillance. · ...

Key responsibilities · Support the design, development, delivery and execution of best in class Compliance Assurance programme · Support the identification and assessment of key compliance risks, develop robust Compliance Assurance plan to test and monitor controls and compliance ...

You will be responsible for: · * Ensuring compliance with relevant laws and regulations, including regulatory filings, onboarding / KYC process, and reporting requirements. · * Further developing and implementing compliance policies and procedures to ensure adherence to MAS licen ...

Overview Of Division/Department · The APAC Compliance Assurance team is responsible for the design and execution of the Compliance Assurance (quality assurance, compliance testing, monitoring and surveillance) programme for Mizuho across APAC. · About Us · Mizuho Bank is the bank ...

About the company: · One of China's largest and most prestigious securities companies. With a strong presence in the Asia-Pacific region, the firm offers a comprehensive range of services including brokerage, asset management, investment banking, and research. The company is com ...

We are partnering with a fast-growing digital assets firm in their search for a Compliance Operations Quality Assurance hire at AVP level. · Conduct structured quality reviews across onboarding periodic KYC reviews transaction monitoring and risk assessments helping ensure standa ...

The incumbent will be responsible for day-to-day AML-related issues including checks on anti-money laundering systems for hits on sanctions lists and for transactions flagged as suspicious. · ...

This role will assist in enhancing governance framework for group companies in APAC region from compliance viewpoint. · Sent to oversee group companies to implement Head Office compliance policies and rules.Implement measures to supervise group companies obtaining assurance sound ...

This role will assist in enhancing a robust governance framework for group companies in APAC region from compliance viewpoint. · Support group companies to implement Head Office compliance policies and rules.Implement measures to oversee and supervise group companies. · ...

Job Responsibilitiesresponsible for day to day AML-related issues including checks on anti money laundering systems for hits on sanctions lists and for transactions flagged as suspicious and assisting with overseeing monitoring of AML matters as set out in local regulations and H ...

Singapore Exchange Regulation (SGX RegCo) seeks an individual with dedication and drive to facilitate the growth of listed companies while safeguarding investor interest. · Reporting to the Catalist Team Leader and Head, Listing Compliance, this position is responsible for overse ...

Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time. · Maintain and keep bank's compliance manual up-to-date. · ...

responsible for day to day AML-related issues including checks on anti money laundering systems for hits on sanctions lists and for transactions flagged as suspicious and assisting with overseeing monitoring of AML matters as set out in local regulations and HO policies · Assisti ...

The candidate will join Blackstone's Legal and Compliance department in Singapore and report to the Singapore Head of Compliance to support its businesses throughout the region. · Monitoring the regulatory obligations of CMSL holder · Making regulatory filings and coordinating wi ...

Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help c ...

This role sits as part of a wider regulatory compliance team. Provide compliance advisory / guidance to the business in line with regulatory requirements. · Provide compliance advisory / guidance to the business in line with regulatory requirements · Ensure that policies and proc ...