Iwm Kyc Analyst - Singapore - Nomura Asia

Nomura Asia

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

beBee Recruiter

Description

Company overview
Aon's Benefit Index , Nomura's benefits

rank

#1 amongst our competitors

Function overview

The Know Your Customer (KYC) Controls team has a regional exposure covering the controls against money laundering and terrorist financing for different entities of Nomura in the region.

The requirements for compliance are conferred by regulations and guidelines in different countries.

Team - KYC (Wealth) - Primarily to work on wealth clients and the role can expand to Institutional clients in future

Role description

The primary responsibility is to perform name screening and assess the materiality of Sanctions, PEP and Negative media hits, in accordance to the firm's policies and guidelines.
Perform hands on tasks related to KYC and document validations end to end covering check & validation, system update, documents upload etc.
Ensure client information and documents are validated / updated correctly and timely in the systems for seamless feed to other internal systems and reporting (Internal, regulatory etc.)
Engage and work with stakeholders such as Compliance, Sales, Business Management on resolving any significant adverse news or news relating to AML/CFT or sanctions.
Ensure proper reasoning and justification on KYC matters to FCC, Legal & Compliance teams
Prepare MIS and facilitate meetings with stakeholders
All KYC breaches, near misses or risk events will be managed and escalated where necessary.
Ability to work with mínimal supervision, oversight and with cross region teams
Identify system / process enhancement focusing on controls and efficiency and work with the IT teams to implement

Job Requirement:

Degree in Banking/Business/Economics/Finance
Minimum 23 years of relevant experience in Name Screening, KYC/Documentation Review and/or Risk & control function in wealth management/ private bank.
Well versed with AML/KYC regulatory requirement in Wealth Management / Private Banking
Familiar with the risk associated with various Clients (Individuals, Private companies, Corporation, Trust structures, etc.)
Team player and willing to take on adhoc initiatives and projects
Accuracy, attention to details to avoid errors
Proficient technically and analytically
Good communication and interpersonal skills
Good knowledge and skills on MS Excel and MS PowerPoint
Ability to read and understand Chinese is an advantage
Experience in Avaloq system will be a plus

Diversity Statement

Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.

DISCLAIMER:

This Job Description is for reference only, and whilst this is intended to be an accurate reflection of the current job, it is not necessarily an exhaustive list of all responsibilities, duties, skills, efforts, requirements or working conditions associated with the job. The management reserves the right to revise the job and may, at his or her discretion, assign or reassign duties and responsibilities to this job at any time.
Nomura is an Equal Opportunity Employer