Regulatory Compliance Officer Singapore - UBS

UBS

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

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Description

Singapore

Compliance
Group Functions

Job Reference #

BR

City

Singapore

Job Type

Full Time

Your role

Are you interested in regulatory developments and assessing their impact on the financial service industry? We are looking for someone like that to join our regulatory compliance function in Singapore and:
Join a team that is responsible for tracking regulatory changes and perform initial impact assessment on regulatory changes and any emerging regulatory issues.
Manages communication with Singapore regulators and liaise with relevant stakeholders and management where there are selfreportable incidents or breaches
Support regulatory reporting to various APAC and Singapore Management Committees
Support maintenance of the Singapore obligation register

Your team

You'll be joining the Regulatory Management team in Compliance and Operational Risk Control (C&ORC), and reporting to the Head of Regulatory Management, C&ORC Singapore. The team is responsible for monitoring regulatory changes/development and ensuring ownership within divisional and central C&ORC teams for engaging relevant stakeholders in completing impact assessments, providing advisory support, and defining necessary actions. The function has a crossdivisional remit covering the activities of the Investment Bank, Global Wealth Management, Global Asset Management and Group Functions.

Your expertise

You have at least 5 years experience within the Financial Services Industry with general risk management, including control frameworks

- an ability to understand and interpret regulatory developments and their impact on the industry

You are:
- able to think on your feet when in pressured situations, whilst being able to communicate concisely
- reliable and resilient (challenging situations and conversations don't scare you)
- efficient and results-oriented, with exceptional organizational skills- a motivated self-starter who is willing to roll up your sleeves, with sound judgment for when to escalate issues
- #LI-SG

EFC-UBS

About us

UBS is the world's largest and only truly global wealth manager.

We operate through four business divisions:
Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like parttime, jobsharing and hybrid (office and home) working. Our purposeled culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.