Compliance Officer - Singapore - IQ-EQ

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1 week ago

Wei Jie

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Wei Jie

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Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Job Description:

  • Experience in KYC on boarding of new clients and conducting periodic reviews for existing clients
  • Understanding of MAS and ACRA's regulations and guidelines regarding KYC/AML compliance requirements
  • Ability to perform risk classifications on a variety of client structures that includes Corporates, Financial institutions, Trusts and Funds
  • Ability to identify required KYC documents for a relevant client structure and to communicate effectively with front line staffs (Client facing)
  • Ability to perform handson tasks in KYC check and Complete KYC/Due Diligence including validation of completeness and accuracy of KYC documentation
  • Updating data into Client on boarding portal
  • Wellversed in World-Check ensuring Sanctions, PEP and Adverse Media / Negative News screenings are performed and considered as part of risk classification
  • Research and analyse background of new and existing clients also performing enhanced due diligence for high risk clients
  • Highlight potential higher risk clients to local management or Group Risk & Compliance for further review and consideration
  • Perform periodic reviews of client files based on review dates and keep record of pending KYC items
  • Working together with the relevant business teams and key stakeholders to collect the required customer due diligence documents
  • Support the department as required on tasks relevant to Risk & Compliance function
  • Undertake any additional reasonable duties as required by line manager


  • 23 years' of relevant working experience in the Risk & Compliance area in the financial services sector
  • Prior experience of performing KYC reviews, ongoing monitoring and screening essential
  • Strong MS Office skills (especially Excel)
Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

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