Compliance Manager - Singapore - PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD.

PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD.
PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD.
Verified Company
Singapore

1 week ago

Wei Jie

Posted by:

Wei Jie

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Description
An international asset management firm, is looking to hire a Compliance and Risk manager to be based in Singapore.

This person will be a sole contributor and be the key contact regarding any compliance matters as well as monitoring the risk positions.


Key responsibilities:


  • Overall compliance/regulatory oversight of the fund management company and the funds managed by the FMC.
  • Oversee and execute compliance activities for the firm:
a) Regulatory license requirements and obligations relating to Singapore

b) Compliance filings

c) Market trading compliance

d) MNPI monitoring

e) Investors KYC/AML

f) Communication surveillance

g) Compliance training

h) Communication with regulators

i) Other relevant compliance areas

  • Manage implementation and monitoring of firm's compliance policies and framework.
  • Maintain and update firm's compliance policies and framework.
  • Monitor and understand new regulatory developments of relevant jurisdictions, and disseminate knowledge and information to the FMC
  • Manage adhoc compliance projects.

Key requirements:


  • 3 to 6 years experience in compliance role, preferably from fund management, compliance advisory, compliance consulting, accountancy firm or law firm.
  • Degree in Accounting, Law, Finance or equivalent discipline.
  • Preferably experienced in providing compliance support in multijurisdictional environment.
  • Selfstarter, independent and comfortable operating in a small team environment.
  • Multitasker, organized and able to handle work pressure.
  • Team player, committed and strong communication skills.

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