Compliance Manager - Singapore - PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD.
1 week ago
Description
An international asset management firm, is looking to hire a Compliance and Risk manager to be based in Singapore.This person will be a sole contributor and be the key contact regarding any compliance matters as well as monitoring the risk positions.
Key responsibilities:
- Overall compliance/regulatory oversight of the fund management company and the funds managed by the FMC.
- Oversee and execute compliance activities for the firm:
b) Compliance filings
c) Market trading compliance
d) MNPI monitoring
e) Investors KYC/AML
f) Communication surveillance
g) Compliance training
h) Communication with regulators
i) Other relevant compliance areas
- Manage implementation and monitoring of firm's compliance policies and framework.
- Maintain and update firm's compliance policies and framework.
- Monitor and understand new regulatory developments of relevant jurisdictions, and disseminate knowledge and information to the FMC
- Manage adhoc compliance projects.
Key requirements:
- 3 to 6 years experience in compliance role, preferably from fund management, compliance advisory, compliance consulting, accountancy firm or law firm.
- Degree in Accounting, Law, Finance or equivalent discipline.
- Preferably experienced in providing compliance support in multijurisdictional environment.
- Selfstarter, independent and comfortable operating in a small team environment.
- Multitasker, organized and able to handle work pressure.
- Team player, committed and strong communication skills.
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