Analyst, Compliance Consulting - Singapore - Kroll

Kroll

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

beBee Recruiter

Description

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens.

Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business.

We embrace diverse backgrounds and global perspectives, and we cultivate diversity by respecting, including, and valuing one another.

As part of One team, One Kroll, you'll contribute to a supportive and collaborative work environment that empowers you to excel.

Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

RESPONSIBILITIES:

As an Analyst you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.

Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
Drafting compliance manuals and other compliance documentation for clients
Establishing and maintaining the compliance infrastructure for clients
Undertaking periodic compliance monitoring reviews at client premises
Prepare and refine audit procedures for the conduct of audit engagements/projects across Asia-Pacific
Execute audit procedures to assess, design and operating effectiveness of internal controls
Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
Writing compliance monitoring reports
Managing regulatory reporting schedules
Drafting and/or reviewing regulatory reports and returns
Providing ad hoc regulatory advice and solutions
Updating clients on regulatory change
Assisting Kroll in updating compliance material to take account of Rule changes
Client training opportunities
Networking with industry professionals

REQUIREMENTS:

Minimum of 23 years of experience with an exposure to compliance and alternative asset management industry
Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holder especially Fund Management Companies
Good understanding of the financial services industry in particular the alternative asset management
Ability to work on own initiative and as part of a team
Driven, innovative selfstarter that can work collaboratively and solve problems
Client facing, solutions focused skills
Openness to change with ability to multitask across a range of projects with shifting priorities.
Clear, logical thought processes, ability to make decisions and articulate these clearly
Strong oral and written communication skills
Time management and ability to work under pressure
Risk tolerant and comfortable in a rapidly changing environment
Financial Services or Asset and Wealth Management audit background would be useful

Once you have applied, you will receive a survey from Career Spark to complete - this step is mandatory if you wish to be considered for the role.
Kroll is committed to equal opportunity and diversity, and recruits people based on merit

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