Head of Compliance Sea - Singapore - Argyll Scott

Argyll Scott

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

beBee Recruiter

Description

Argyll Scott is working on confidential search for Head of Compliance for one of our Global Insurance Client. This is a perm role with clear succession plan and has Asia as regional aspect.

Monitoring_
Day to day management of the Regional Compliance Assurance Review.
Preparation of annual regional planning draft including timetable by location, for discussion with Regional and Global Compliance.
Planning for each review, incorporating an assessment that includes the location's regulatory environment, regulatory audits, and the results from other internal and external audits, breaches and incidents & complaints, as well as an understanding of audits in progress or planned by other functions.
Risks and Controls selections in consideration of the planning assessment.
Performance of the compliance review, both onsite and remote, inclusive of interviews, document reviews, walkthroughs, sampling and testing.
Identification and discussion of findings and agreement of actions plans with local management.
Liaison with local Compliance Officers to monitor completion of action plans by approved due dates.
Working with the local Compliance Officers to continuously review, update and enhance their Business Compliance Profiles and Compliance Risk Registers.
Oversight of locally performed Compliance Reviews
Reporting_
Drafting of Compliance assurance review and thematic review reports for discussion and review with the Regional Compliance Officer and Global Compliance.
Assisting the regional compliance officer to review the Regional Compliance Management Dashboard and drafting of the Monthly Compliance Report.
Training_
Monitoring Techniques upskilling of local Compliance Officers in the performance of local compliance reviews
You have_ min 12 years of experience in insurance compliance and familiar with large insurance company's reporting structure and has experience in handling or overseeing SEA plus Korea and Japan.

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.