Compliance Officer - Singapore - AETOS SUPPORT SERVICES PTE. LTD.

AETOS SUPPORT SERVICES PTE. LTD.

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

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Description

About AETOS:

AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies.

AETOS Support Services Pte Ltd is a wholly owned operational office within the AETOS Capital Group Pty Ltd. AETOS Support Services team consists of the departments of IT, Dealing, Operation and Finance in Singapore office.

Job Descriptions:

Responsible for implementing and administering all aspects of compliance program
Handles all administrative matters there to, under the supervision of a Senior Compliance Officer
Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory.
Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training materials.
Implementing necessary administrative measures to all the compliance and back office procedures involved in new client onboarding, account opening, fund deposit and withdraw.
Conducting internal audits and checking internet system logs. Reviewing marketing and promotional materials.
Preparing various compliance reports including compliance meeting minutes, breach report, incident report and maintaining compliance registers.
Constantly reviewing of company's compliance programs and developing ongoing awareness on new regulatory obligations
Adhoc tasks assigned by Director of AETOS Capital Group

Job Requirements:

At least 35 years experience in a similar role in financial services industry where above functions are involved
Degree qualification required, preferably in Finance or Law
Understanding of the legal and regulatory environment in Singapore and relevant sections of the Corporations Act is desirable
Capability of working under pressure and meeting deadlines
Experience within an OTC Derivatives Issuer environment an advantage

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