Sales Surveillance Officer - Singapore - PERSOL Singapore
Description
Location:
- Central / 中央
- Central / 中央
- Work Type:
- Permanent【仕事内容】
・報告書のレビューおよび社内基準、要件の確認
・報告書の作成
・その他関連業務
【給与】
Up to S$5,000(経験による)
【応募資格】
・3年以上の同等の経験もしくは営業事務や金融事務の経験をお持ちの方
・MS Office(Excel, Word, Power Point)の使用が可能な方
・ビジネスレベルの英語力(社内外でのコミュニケーションに必要なため)=======================================
Responsibilities:
- Review of sales staff phone sales and documentation to assess the quality of calls and adherence to Regulatory and Bank's internal policies and procedures
- Review of Sales Surveillance Reports to ensure corporate standards and regulatory requirements are met
- Review of reports to detect irregular activity or unusual transaction patterns/trends
- Evaluate and identify risks of sales calls, highlight deficiencies and provide constructive feedback for improvement
- Assist in investigation of sales complaints
- Preparation of reports and presentations
Qualifications:
- 35 years experience in sales surveillance, risk and controls, audit in a financial institution, or investment product sales or sales support.
- Degree in Finance, Business, Commerce or related will be advantage.
- Knowledgeable about financial products, financial advisory, legal and regulatory environment.
- Able to review/transcribe phone conversations conducted in Japanese required to alias with Japanese clients.
MINOWA AYAME | Registration No:
R
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