Compliance Officer - Singapore - KIMBERLEY CONSULTING PTE. LTD.

KIMBERLEY CONSULTING PTE. LTD.
KIMBERLEY CONSULTING PTE. LTD.
Verified Company
Singapore

5 days ago

Wei Jie

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Wei Jie

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Description

Responsibilities

  • In charge of the Compliance function at a CMS licensed wealth management business
  • Oversee enterprise risk management
  • Monitor regulated business activities to ensure adherence to CMS licensing conditions
  • Provide updates to senior management on the regulatory environment and propose actions, where necessary
  • Ensure all compliance policies are consistent with the latest regulatory requirements
  • Formulate and update company's AML/CFT framework and policies
  • Supervise the implementation of various compliance, risk, IT risk (TRM), internal controls and outsourcing policies
  • Conduct client KYC/AML and annual reviews for new and existing clients
  • Conduct due diligence and reviews on outsourced service providers
  • Prepare, submit and handle enquiries related to regulatory returns, MAS annual and adhoc forms and surveys
  • Oversees training and development for senior management and staff
  • Key point of contact for

MAS:
Address queries from MAS and external authorities

  • Coordinate internal and external compliance audits

Requirements:


  • Bachelors/Master's degree
  • 12 Experience working in a licensed/regulated business
  • Past compliance experience is a plus
  • Responsible, independent, extremely diligent and detailed
  • High stress tolerance
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