- Support the Head of QC to develop, implement and maintain a global strategy to deliver a sustainable culture of process excellence and improvement in Group Compliance
- Develop a comprehensive testing plan for Line 2 Compliance controls and processes incorporating both periodic and thematic reviews which is to be adapted dynamically based on emerging trends and developments, regulatory requirements, and function's strategic priorities.
- Oversee quality control reviews including providing expert guidance on review planning, findings interpretation and follow up actions.
- Lead, train and advise QC team members on QC standards, projects and day-to-day delivery
- Work with Group Compliance teams to enhance efficiency and effectiveness of key processes to meet best practice and regulatory standards; ensure remediation plans are executed on a timely basis.
- Drive and lead process improvement projects, including those that may be cross functions e.g. between Line 2 and Line 1
- Work with the Head of QC in preparing QC plans, QC review reports and updating QC status via QC Dashboard for reporting to GC Senior Management, synthesizing key recommendations.
- Develop new tools, methodologies, and standards to enhance the quality control programme effectiveness and ensure practices remain in line with best practices
- Support strategic & transformation programmes and projects assigned by the Head of Group Compliance.
- Bachelors degree holder (with major in Accounting, Business Administration, Economics, Finance or equivalent qualification preferred).
- 10-15 years of experience in financial services assurance or compliance testing. Knowledge of anti-financial crime compliance valued.
- Knowledge of control framework and policy design and implementation. Strong knowledge of compliance organizational drivers and activities.
- Ability to work under pressure and changing stakeholder expectations.
- Strong collaboration skills and ability to partner and influence cross-functionally and at all levels of the organization without direct managerial authority
- Inquisitive mind with an ability to think "outside the box"
- Can work independently and has experience managing teams to deliver projects and assignments
-
Group Compliance Manager
1 week ago
Ethos BeathChapman Singapore**Job Details**: · **Location** · Singapore · **Salary** · Competitive Salary · **Job Type** · Permanent · **Ref** · BH · **Contact** · Weiyun Teo- **Posted** · about 1 hour ago · **The Role**: · **Responsibilities**: · - To implement and roll out Compliance, Internal Controls, ...
-
Group Compliance Manager
1 week ago
One Consulting (Global) Pte Ltd. SingaporeSingapore · Permanent · Closing on May 12, 2023 · **Responsibilities** · - Lead and manage a team of Regulatory Compliance Experts and Regulatory Compliance Managers assigned to projects. · - Development and maintenance of standards, procedures, associated systems, processes, wor ...
-
DBS Bank Singapore**Business Function** · Group Legal & Compliance ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe ...
-
Avp, Group Regulatory Compliance
6 days ago
OCBC Bank SingaporeGroup Legal & Compliance (GLC) Division supports the Bank in all legal, regulatory and compliance matters. The division ensures that the Bank's businesses comply with policies, procedures and relevant laws, rules and regulations issued by Monetary Authority of Singapore and other ...
-
International Group-compliance and Legal
4 days ago
Alibaba Singapore**Basic Infomation** · Department: · Alibaba Group · Degree: · Master · Work Experience: · 6 year · - 1. Research laws, regulations and regulatory trends applicable to cross-border e-commerce, including product compliance and platform responsibilities, and stay updated on the lat ...
-
Group Financial Crime Compliance
7 hours ago
OCBC Bank Singapore**Group Financial Crime Compliance - Fraud Surveillance Analyst (6 months contract)** **-** **(**2300012Q**)** · - Investigate fraud surveillance system alerts in a proper and timely manner · - Prepare investigation reports · - Perform outbound calls to customers · - Support test ...
-
CAPITALAND INVESTMENT LIMITED Singapore**About Us** · CapitaLand Group (CapitaLand) is one of Asia's largest diversified real estate groups. Headquartered in Singapore, CapitaLand's portfolio focuses on real estate investment management and real estate development, and spans across more than 260 cities in over 40 coun ...
-
Internship 2024, Group Compliance Regulatory
1 week ago
UBS Singapore InternshipSHIPSingapore · - Compliance · - Group Functions · **Job Reference #** · BR · **City** · - Singapore · **Type** · - Intern Analyst (Pipeline) · **Application Deadline** · - 31-Oct-2023 · **Your role** · - Do you want to help us protect our reputation, financial health and long-term i ...
-
DBS Bank Singapore**Business Function** · Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Becaus ...
-
OCBC Bank Singapore**AVP, Group Financial Crime Compliance Advisory** **-** **(**240000IJ**)** · **Why join** · **How you succeed** · Collaboration and effective communication will be key aspects of your role, as you will work closely with various stakeholders across the organization. By fostering ...
-
Ministry of Manpower Singapore**What the role is** · **What you will be working on** · - You will provide value-added audit services to the ACE Group by conducting risk-based compliance audits to evaluate the adequacy of internal control processes and procedures as well as identify process improvement opportu ...
-
Vp / Avp, Group Legal & Compliance - Private
5 days ago
DBS Bank Singapore**Business Function** · Group Legal & Compliance ensures that the Bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. All these are conne ...
-
OCBC Bank Singapore**ED/VP, Group Financial Crime Compliance Policy** **-** **(**240000II**)** · **Why join** · In this ever-evolving financial crime landscape, you will have the opportunity to work closely and collaborate with various internal and external stakeholders to combat financial crime. A ...
-
OCBC Bank Singapore**MGR/AVP, Group Financial Crime Compliance Policy** **-** **(**2400005N**)** · **Why Join** · In Group Financial Crime Compliance, you will get a unique opportunity to drive and shape new system solutions in KYC and related processes. You will collaborate with cross functional t ...
-
Intern, Group Compliance
6 days ago
CapitaLand Singapur, Singapore Full timeJob Description · You will work closely with the Group Compliance team to aid in their day-to-day operations. · Responsibilities · Support periodic REITs compliance reporting to the Audit Committee · Support the team lead in carrying out audit procedures · Review reports from re ...
-
Intern, Group Compliance
6 days ago
CapitaLand Singapur, SingaporeJob Description · You will work closely with the Group Compliance team to aid in their day-to-day operations. · Responsibilities · Support periodic REITs compliance reporting to the Audit Committee · Support the team lead in carrying out audit procedures · Review reports from ...
-
VP, Regulatory Compliance, Group Compliance
2 days ago
United Overseas Bank Singapur, Singapore Full timeVP, Regulatory Compliance, Group Compliance · Posting Date: 16-May-2023 Location: Singapore (City Area), Singapore, · Company: United Overseas Bank Ltd About UOB · United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches ...
-
OCBC Singapore Full timeWhy join · In this ever-evolving financial crime landscape, you will have the opportunity to work closely and collaborate with various business units to combat financial crime together. As a key financial crime compliance advisory subject matter expert for the bank, your main r ...
-
OCBC Bank Singapur, Singapore CDDAVP, Group Financial Crime Compliance Advisory IJ ) Description · Why join · In this ever-evolving financial crime landscape, you will have the opportunity to work closely and collaborate with various business units to combat financial crime together. As a key financ ...
-
United Overseas Bank Singapur, Singapore Full timeVice President, Transaction Surveillance, Group Compliance · Posting Date: 01-Jun-2023 Location: Singapore (City Area), Singapore, · Company: United Overseas Bank Ltd About UOB · United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more t ...
SVP, Quality Control Lead, Group Compliance - Singapur, Singapore - United Overseas Bank
Description
SVP, Quality Control Lead, Group Compliance
Posting Date: 25-May-2023 Location:Singapore (City Area), Singapore,
Company: United Overseas Bank LtdAbout UOB
United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and offices. Our history spans more than 80 years. Over this time, we have been guided by our values – Honorable, Enterprising, United and Committed. This means we always strive to do what is right, build for the future, work as one team and pursue long-term success. It is how we work, consistently, be it towards the company, our colleagues or our customers.
About the Department
The Compliance function is a strategic partner and a trusted business enabler to the Board and senior management. It is our responsibility to ensure that the Group continuously fulfils its regulatory obligations in today's tight and dynamic regulatory landscape. To do that, we work closely with internal stakeholders to identify and to assess regulatory risks. This collaboration also includes developing practical solutions that integrate regulations into operational requirements as well as actively shaping and promoting stronger compliance culture and literacy in the Bank.
Job Responsibilities
Job Requirements
 PTE. LTD.&v=024){kind=logo}
