Compliance Manager - Singapore - Anchor Search Group

Anchor Search Group

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

beBee Recruiter

Job Description:

Lead the development of compliance controls framework and implementation of compliancerelated processes and procedures.
Keep abreast with regulatory changes and provide compliance advisory to Senior Management and business.
Create, maintain and ensure that all operational procedures comply with applicable regulations.
Conduct monitoring of licensing conditions and regulatory requirements.
Perform compliance reviews and assist in preparing reports to the Senior Management/Board.
Act as a point of contact with regulators (e.g., MAS) directly on queries and regulatory submissions.
Provide compliance advisory and support on client due diligence for client onboarding and KYC periodic reviews and AML/CFT matters.
Identify, provide assessment and maintain documentation on compliance issues e.g., conflict of interest, complaints etc, as well escalate issues to Senior Management/Board in line with policy.
Maintain registers in line with regulatory requirements.
Conduct training and updates on compliance topics and regulatory requirements.
Preparation of data review and submissions to MAS.
Any other projects/duties as may be assigned.

Job Requirements:

Bachelor's Degree in Accountancy, Finance, Business Administration or Law or related discipline.
Minimum 3 years of experience in compliance in a financial institution in Singapore.
Familiar with MAS regulations and compliance procedures and workflow, specifically with regard to CMSL and recognised market operator (RMO).
Demonstrated successful track record in working with internal stakeholders (e.g., Marketing, Capital Markets, Legal, Technology, Finance and HR) and external partners.
Excellent communication, interpersonal and influencing skills.
Be a selfstarter, a highly motivated person able to work in a fastpaced entrepreneurial environment that is continually changing.
Professional compliancerelated certifications are a plus.

Work Location:
Tanjong Pagar