- Maintain and protect the good reputation of the firm
- Promote a strong culture of compliance and ethical behavior
- Ensure compliance with the multitude of laws and regulations that the firm is subject to
- Supporting the Department in ensuring compliance with MAS (SFA/FAA) and regional regulations, accurate and timely regulatory filings, and maintaining of compliance registers and records.
- Keeping abreast of regulatory developments in Asia-Pacific and assisting Compliance with performing the relevant gap analysis and preparing regulatory updates.
- Supporting Squarepoint's regulatory reporting obligations, including MAS OTC Derivatives reporting.
- Performing due diligence and KYC related tasks in accordance with the group's policies, relevant AML/CFT regulations and outsourcing guidelines.
- Providing operational support for compliance requests and queries from employees, as well as for local corporate administration matters.
- Supporting compliance training, compliance reviews and audit as required.
- Undertaking ad-hoc projects as assigned within the global Compliance department.
- Self-motivated, with the ability to work effectively in a fast-paced environment.
- Critical thinking ability and a systematic solution orientated approach.
- Ability to engage with people and a team player.
- Comfortable with technology and frequently adapting to new software developments.
- Between 3-8 years of compliance, audit, risk or regulatory background is beneficial. MAS OTC Derivatives reporting (or equivalent) experience will be an advantage.
- Fluent in English, Mandarin and written Chinese a plus due to regional coverage.
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Found in: Talent SG C2 - 2 days ago
Description
Squarepoint is a global investment management firm that utilizes a diversified portfolio of systematic and quantitative strategies across financial markets that seeks to achieve high quality, uncorrelated returns for our clients. We have deep expertise in trading, technology and operations and attribute our success to rigorous scientific research. As a technology and data-driven firm, we design and build our own cutting-edge systems, from high performance trading platforms to large scale data analysis and compute farms. With offices around the globe, we emphasize true, global collaboration by aligning our investment, technology, and operations teams functionally around the world. Building on our quantitative research platform and process-driven approach, Squarepoint also runs discretionary strategies to augment our systematic approach and monetize opportunities which may not be suitable to be traded in a systematic strategy.
Role: Compliance Analyst
Department: Compliance
Location: Singapore
The Compliance Department at Squarepoint is a global team and has a wide range of responsibilities that seek to
Position Overview:
This is a broad and technical role to primarily support the global Compliance department during Asia hours. The role will cover all areas of the Compliance program including, but not limited to:
This is a varied role suiting self-starting problem solvers with a keen interest in the full spectrum of compliance program in investment management.
Required Qualifications:
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