Regulatory Compliance Associate - Singapore - Charterhouse-SG

Charterhouse-SG

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

beBee Recruiter

Description

Job details:

Location:
Singapore
Job Type:
Permanent
Discipline:

Banking & Financial Services

Reference:

BF/XK/RCA/201123C

Posted:

about 2 hours ago

Consultant:

Xuan Kwok

Consultant Phone:

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Job description:

Charterhouse Partnership is currently sourcing for a Regulatory Compliance Associate for an Investment Bank.

Reporting to the Head of Central Compliance, you will provide regulatory advice to the business and assist in the maintaining regulatory compliance policies and framework.

The current role involves supporting the Company in adhering to relevant laws, regulations, and internal policies. Responsibilities include recognizing, evaluating, and incorporating regulatory changes affecting the organization.

The incumbent will participate in audit-related activities, collaborate with internal and external auditors, and oversee the preparation and submission of regulatory reports.

Additionally, the position involves contributing to the Compliance Review Program and handling Control Room matters to guarantee that internal departments align with established rules, policies, and procedures.

The incumbent will offer prompt and high-quality advisory assistance to internal stakeholders, examining products and services, new business initiatives, and licensing requirements.

Requirements:

Degree or professional qualification in accounting, business, law or related field.
Minimum 3 years' of compliance experience in Banking, Capital Markets, or audit sector.
Good understanding of the SFA & FAA
Good communication skills with ability to positively influence others.

EA License no: 16S8066 | Reg no: R1433611