Compliance Analyst - Singapore - VALUE SEARCH ASIA PTE. LIMITED

VALUE SEARCH ASIA PTE. LIMITED

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

beBee Recruiter

Description

My Client Polymer is a market-neutral, multi-manager investment platform based in and focused on Asia.

He combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent.

He was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019.

They are currently looking for a Compliance Analyst/Associate to join them.

Perform trade surveillance, and scenario reviews
Analyze transaction activity detected, document findings, and conduct reviews into any issue that may arise during the course of analysis.
Escalate exception items noted during the review process to Head of Compliance Assist with the development of new surveillances to cover trade strategies or new risk priorities
Assists in daily investment and risk restrictions monitoring, short positions reporting, and other periodic regulatory filings
Work on regional surveillance projects including system UAT, new models discussion, or system development
Conduct or assist with adhoc inspections and regulatory requests

Requirements:

University graduate with major in Finance or Law or equivalent qualification
At least 35 years' compliance experience in monitoring and surveillance is preferred
Experience or specialization in an asset class such as Equities / Equities Derivatives / Futures
Knowledge of APAC or US market regulations
Excellent interpersonal and communication skills, including writing, with the ability to interact effectively with front and back office staff and senior management
High attention to details
Strong analytical and investigative skills
Ability to handle multiple tasks simultaneously and work under tight deadlines
Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg
Fluent in English