Assistant Vice President, Compliance Advisory - Singapore

The Senior Manager Advisory Compliance will have responsibility for Compliance activities relating to the global markets businesses, · and is therefore expected to be a product specialist.Quickly build an understanding of the business lines, including booking models, products, tr ...

h2>Job summary · As the business continues to grow in the market they are looking for a Senior Manager Regulatory Compliance and Advisory. · ...

This is an individual contributor role that sits as part of a wider regulatory compliance team. · Provide compliance advisory / guidance to the business in line with regulatory requirements · Ensure that policies and procedures are developed or updated in line with new or revised ...

This role sits as part of a wider regulatory compliance team. Provide compliance advisory / guidance to the business in line with regulatory requirements. · Provide compliance advisory / guidance to the business in line with regulatory requirements · Ensure that policies and proc ...

We are seeking an Assistant Vice President to join our Compliance Office for Asia in Singapore to provide core compliance advisory support to the Japanese Corporate Banking business. · ...

We are looking for a Manager/Senior Manager, Regulatory Compliance and Advisory to manage a portfolio of clients providing compliance solutions and services. · ...

We'll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. · You will perform regulatory related fieldwork and review of documentation to provide quality control over regulatory compliance processes. · ...

+ · You will participate in numerous projects and initiatives involving process reviews, system enhancements as well as new systems implementation, · +Degree in Accountancy, Finance or related discipline · ,,Good excel skills · ,,Strong initiative to conduct analysis and research ...

The VP - Specialist Compliance Officer will lead the Regional AML Advisory & Transaction Monitoring Team, providing strategic direction and oversight. · Lead the Regional AML Advisory & Transaction Monitoring Team. · Develop and implement AML/TF policies and procedures. · Advise ...

Join EY's Financial Services Regulatory Compliance practice and participate in numerous projects involving process reviews, system enhancements as well as new systems implementation. · You will use your knowledge and expertise to implement challenging audit strategies, build stro ...

+Job summary · EY helps shape your future with confidence. You will succeed in a globally connected powerhouse of diverse teams. · +ResponsibilitiesYou will work together with senior associates, managers, and partners to plan engagements for financial institutions. · You will per ...

We are seeking an experienced Compliance expert to lead regulatory and compliance matters for our fund management licence application and activities in Singapore oversee the group's wealth management business and support the launch and ongoing operation of our robo-advisory / dig ...

We are seeking an experienced Compliance Manager to lead regulatory and compliance matters for our fund management licence application and activities in Singapore, · oversee the group's wealth management business, · Act as a key person for the MAS fund management licence applicat ...

+A global advisory firm with an established international platform is looking to appoint a Senior Compliance Lead to support its Singapore business. The role sits within a lean team and works closely with senior stakeholders locally, as well as with global compliance colleagues. ...

+Job summary · As Vice President for Financial Advisory Framework & Compliance, you will lead the development, implementation, and oversight of the compliance framework governing financial advisors within the organization. · +Design and lead strategic vision for financial advisor ...

A Financial Crime & Regulatory Advisory professional to partner closely with the business in a first-line capacity. · ...

The Regulatory & Compliance Officer is responsible for providing regulatory advisory support ensuring adherence to regulatory requirements and supporting the organisation s compliance framework. · ...

The Senior Manager/Head – Investment Products & Advisory will be the primary steward of the firm's investment governance framework and product due diligence standards ensuring full alignment with MAS regulatory requirements under the Financial Advisers Act (FAA). · This role over ...

A renown U.S hedge fund is looking to hire a standalone compliance role that will oversee the Singapore office's compliance program. The role will have a heavier focus on providing markets compliance advisory to the front office. · Provide timely compliance advisory to the busine ...

We are partnering a fintech company in their search for a Regulatory Compliance Vice President. · Around 10 years of regulatory advisory experience with a background in fund/asset management, securities, derivatives or recognised market operator. · ...