Regulatory Compliance Officer - Singapore - GMP Technologies

Description

Compliance Officers (private bank)

12 months contract

Responsibilities:

.Primarily responsible for KYC and client on-boarding as well as training on this topic

.Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/ABC control framework from group and local regulatory requirement perspective

.Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT/ABC controls framework, including but not limited to client acceptance, periodic review process, transaction monitoring, payment filtering & client screening clearance, timely STR filing and maintenance of register, business activities/processes, enterprise-wide risk assessment, high risk transactions reviews, etc.

.Assisting management and Head of AML and Head of Compliance Singapore in their prime responsibility to comply with all relevant AML/S/CFT/ABC policies and procedures, from group guidance & local regulatory perspective, to ensure the local office has effective control framework with ongoing reviewing /testing programs in place

.Prepare working papers and draft monitoring reports for review follow up and monitor clearance of issues

.Assist Head of AML and Head of Compliance, Singapore and the Compliance team in any other work matters such as Monitoring & Surveillance or General Advice.

.Involvement in ad hoc special work projects as and when required

.Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.

.Conduct AML/CFT training, keep up to date with implementation of new or revised regulations and update bank staff of the same

.Assist in preparation of material for Compliance training

.Assist in audits and inspections, and investigations where required

Competencies:

.Basic bachelor degree

.8-10 years of relevant experience in general compliance and financial crime compliance

.A keen interest to learn and perform general compliance matters

.Able to provide alternative solutions to business

.Motivated and innovative able to handle issues and resolve challenges in collaboration with colleagues

Salary: $7000 - $10000

Location: CBD

Working hours: office hours 5 weekdays

Please state your availability, current and expected salary in the resume.

Tel:

WA:

Bryan Huang (R

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Bryan Huang| Registration No: R