Senior Regulatory Compliance - Singapore - IMPACT BPO SERVICES PTE. LTD.
Description
An established and top corporate finance house with a long-standing reputation in Singapore and South-East Asia.An expert in the small-medium enterprise space across various disciplines - IPOs, corporate advisory for listed companies, Catalist sponsorship, underwriting and share placement, fund raising, mergers and acquisition, equity research and fund management.
About the role
- The individual will be part of a growing and dynamic team managing a portfolio of client companies listed on the Catalist Board of the Singapore Exchange.
- The primary responsibility of the individual will be to advise on regulatory compliance and good corporate governance for listed companies.
- Individuals will have the opportunity to work with Singapore's leading businesses and be part of a firm supporting the growth and development of smallmedium enterprises in the region.
- With outstanding performance, may get to participate in their succession planning.
Key Responsibilities:
- Provide support in managing a portfolio of client companies listed on the Catalist Board of the Singapore Exchange
- Provide necessary advice for listed companies' directors and management on continuing listing obligations and corporate governance matters
- Maintain an excellent relationship with the regulators through close and regular dialogues to drive resolution of issues
- Conduct compliance review of corporate actions carried out by clients, including shareholder circulars, public announcements and press releases
- Carry out adhoc tasks/projects as requested by the immediate team leader
- Assist in providing training on relevant listing rules and regulatory matters to stakeholders Monitor daily share price and media reports of clients
EA License No: 21C0571 | R Roy Goh)
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