Market Surveillance - Singapore

The Market Integrity (MI) Domain and Practices APAC comprises several operating units, including Monitoring and Surveillance, Control Room, MI Framework, and GBFR. These teams are distributed across APAC, with main hubs in Singapore, Hong Kong, and Japan, and support from India a ...

The Market Integrity (MI) Domain and Practices APAC have various operating units, namely Monitoring and Surveillance, Control Room, MI Framework and GBFR. The teams are located across different APAC countries with the hubs in Singapore, Hong Kong and Japan with India and Lisbon s ...

The Market Integrity (MI) Domain and Practices APAC comprises several operating units, including Monitoring and Surveillance, Control Room, MI Framework, and GBFR. These teams are distributed across APAC, with main hubs in Singapore, Hong Kong, and Japan, and support from India a ...

This is a Compliance role with a primary focus on Trade Surveillance and e-Communication Surveillance. · ...

We are seeking a senior market conduct professional to lead the group's trade surveillance and control room function across multiple jurisdictions. · This is a regional leadership role responsible for shaping and overseeing the Group's market conduct control framework, including ...

Maybank Securities is a leading brokerage house and investment bank in ASEAN. Maybank Securities provides services in corporate finance, debt markets, equity capital markets, derivatives, retail and institutional securities broking and research. · This is a Generalist Compliance ...

The Quality Assurance (QA) team is responsible for conducting targeted reviews on first and second lines of defence in order to assess compliance with legal, regulatory and internal Bank policy requirements. This role will conduct targeted Quality Assurance (QA) reviews on FOCS t ...

+Job summary · The role Quality Assurance (QA) is to contribute to the continuous improvement and reinforcement of the CIB Market Surveillance monitoring process. · +ResponsibilitiesConduct targeted Quality Assurance (QA) reviews on first line of defence · Evaluate compliance wi ...

· Support the legal team and work closely with stakeholders in the market. · Execute the firm's risk based Compliance Monitoring Programme. · Conduct periodic and thematic reviews; document findings and track remediations. · Monitor trading activities for market abuse, insider t ...

Perform trade surveillance monitoring for Global Financial Marks (GFM) using the automated trade surveillance system and internal reports to ensure compliance with SGX, MAS and other requirements in relation to Market Abuse/Market Conduct. Investigate and close out monitoring ale ...

The Quality Assurance (QA) team contributes to the continuous improvement and reinforcement of the CIB Market Surveillance monitoring process for both Lines of Defence (FOCS Team/1LOD and M&S team/2LOD). The role involves conducting targeted QA reviews on first line of defence (F ...

The Trade Surveillance Senior will conduct daily reviews of alerts generated by surveillance systems, understand commodities futures markets and FX trading, implement trade surveillance oversight programs, manage regulatory compliance across local entities within the Group. · ...

The Compliance team ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. · We also work to maintain a good standing with all our regulators, customers, · and business partners.Because we believe that at the heart of busin ...

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements. · ...

The bank seeks Compliance Specialist who will perform trade surveillance monitoring for Global Financial Marks (GFM) using automated systems. · ...

Senior / Head of Trading Compliance · Location: Singapore · A global quantitative trading firm is looking to hire a Senior / Head of Trading Compliance to support its expanding trading activities across global markets. This role will focus on exchange rule analysis, trading compl ...

We are recruiting for a Senior Compliance Officer mandate to be based in the Singapore office. You will support the business on all compliance related matters in the region. · ...

The Analyst / Associate – Compliance officer will assist the Compliance team in performing compliance reviews and trade surveillance reviews.The role includes providing regulatory guidance to internal stakeholders and developing compliance review programmes. · ...

The Macroprudential Surveillance Department conducts surveillance of the global and domestic financial systems to identify emerging trends and vulnerabilities. · ...

The Director will operate various detective communication surveillance monitoring controls designed to detect potential instances of market abuse. · Awareness and understanding the various market abuse regulations globally in which the Group operates · ...