Manager/AVP/VP, Risk - Singapore - FIRST PLUS ASSET MANAGEMENT PTE. LTD.

Description

We're looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a board range of regulatory risk and compliance related issues of the fund management business.

Key Responsibilities Include

· Monitor regulatory developments and update/develop policies and procedures to ensure the company's compliance with regulatory requirements.

· Manage regulatory and internal/group reporting and relevant MAS submissions.

· Set up and implement an effective compliance monitoring program.

· lead AML/KYC/CDD work, identify & escalate risks to management when necessary, produce & maintain relevant KYC/CDD records

· Get involved in product development to identify regulatory risks

· Conduct investment compliance monitoring to ensure that the mandates/ funds managed by the company comply with relevant client and regulatory investment restrictions.

· Review marketing materials and client correspondences for compliance with internal and regulatory requirements.

· Review and approve staff trading requests in accordance with the company policy.

· Review fund offering documents/ fund reports for compliance with regulatory requirements.

· Conduct staff training on compliance and regulatory issues/ requirements. Participate in ad-hoc Group and regulatory compliance projects

· Assist Risk Committee in implementing risk management policies and procedures

· Assis in investment portfolio risk analysis and monitoring

· Assist in the Company's external & internal audits

Requirements

· Minimal 3 years of post-qualification compliance related experience ideally from a financial institution including banks, asset managers and fund managers

· Familiar with relevant MAS guidelines for capital market intermediary

· Someone who has self-initiative and commitment, want to take responsibilities and own policies and processes

· Good communication and writing skills in English; Being able to speak/read Chinese would be a plus.

· Strong interpersonal skills and a good team player.

· Strong analytical and evaluative skills and attention to details.

· Good computer skills in MS Excel, ACCESS, Word & Powerpoint