- Establish and continuously maintain effective relationships with regulators, internal and external auditors and lawyers, and be the point of contact for all compliance-related matters
- Advise and support the business on all regulatory and Anti-Money Laundering (AML/CFT) matters to ensure compliance with local and group requirements
- Act as the local Data Protection Officer ("DPO") for the Branch as well as the FATCA advisor
- Assist in identifying and managing compliance risks
- Carry out all necessary regulatory as well as head office reporting as and when is required
- Conduct training on all compliance matters to management and staff
- Address issues raised by regulators, senior management and auditors
- Bachelor's degree from a recognised institution
- Minimum 15 years of relevant experience in legal & compliance functions ideally in a wholesale banking environment
- Possesses charisma, is persistent and persuasive with strong stakeholder management
- Comprehensive knowledge of business standards, policies and procedures in a financial/banking environment
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Head of Compliance - Singapore - RANDSTAD PTE. LIMITED
Description
Roles & ResponsibilitiesAbout The Company
Our client is a Wholesale bank with a long-standing history in Singapore. It has a well-established international network and a strong commitment to the growth in Asia. They are looking to recruit a Head of Compliance to ensure the business is operating in accordance with all relevant regulations.
About The Job
Skills And Experience Required
To apply online please use the 'apply' function, alternatively you may contact Daniella Koh at or
(EA: 94C3609/R
Tell employers what skills you haveLicensing
Regulatory Compliance
Wholesale Banking
Interpersonal Skills
Risk Management
Securities
Internal Controls
Compliance
Audits
Banking
AML
Regulatory Requirements
KYC
Stakeholder Management
Audit
Financial Services