Executive, Risk Management - Singapore - INFINITUM FINANCIAL ADVISORY PTE. LTD.

INFINITUM FINANCIAL ADVISORY PTE. LTD.

Verified Company

Singapore

3 days ago

Posted by:

Wei Jie

beBee Recruiter

Description

A self-directed and independent team player to support the Head of Risk Management & Compliance ("RMC") within the RMC department focusing on Regulatory Compliance aspects such as governance, risk management and market conduct requirements, in order to maintain a robust risk and compliance framework within Infinitum Financial Advisory.

Infinitum Financial Advisory is a wholly-owned subsidiary of Income Insurance Limited, Singapore's top composite insurer, and is licensed and regulated by the Monetary Authority of Singapore (MAS).

Responsibilities:

Perform audits and assessment in accordance to the Balanced Scorecard ("BSC") framework requirements and ensure these are carried out promptly and objectively, and submission of reports to MAS within the stipulated timeline
Conduct investigations of complaints against representatives in accordance with FAA regulations
Review, maintain and drive implementation on market conduct compliance framework and policies
Conduct reviews on Replacement of Policy/Switching cases on a timely basis
Provide guidance and advisory support on compliance issues and review current market conduct procedures to identify hidden risks
Conduct periodic compliance training to new and existing representatives, including sales leaders
Assists in timely submission of reports and document requests to MAS or internal/external auditors
Assists in the preparation of periodic update review reports to the Management
Assist in the execution of periodic checks stipulated under the Compliance Monitoring Program
Undertake any adhoc projects or tasks as assigned from time to time

Requirements:

At least a Bachelor's degree or above or above and at least 2 years of market conduct compliance experience
Having financial advisory and/or insurance, market conduct compliance knowledge will be an added advantage
Attentive to detail and communicative
Strong written and verbal communication skills with the ability to present analysis and recommendation

Other competencies and traits:

Selfinitiated & dynamic individual who possesses critical thinking skills to increase efficiency
Possess good communication (verbal and written) skills with a strong EQ
Detailedoriented, has a strong analytical mind with good problemsolving skills
Has a selfmotivated personality and a good team player
Adaptable to changes
Self disciplined and motivated in a flexible hybrid work environment