Compliance Officer - Singapore - UNICORN FINANCIAL SOLUTIONS PTE. LIMITED

Description

• Provide ongoing compliance support and advice on daytoday operations in compliance with the Company's compliance framework.
• Proactively monitor and assess new emerging regulations issued by MAS, Exchanges, and other relevant regulatory authorities.
• Regularly review and conduct risk assessment of existing Company policies, procedures and practices and ensure they are following applicable laws, regulations and latest MAS requirements.
• Preparation and maintenance of compliance reports for audit or regulatory submissions.
• Provide regulatory compliance training for staff.
• Drive and/or participate in projects to implement internal policies or regulatory requirements.
• Coordinate and liaise with regulatory authorities on regulatory enquiries, reporting, inspection, or investigation.
• Coordinate internal and external audits within compliance department, including commenting on and closing audit findings and/or recommendations.
• Perform review of customer accounts and alerts for possible suspicious transactions.
• Responsible for endtoend AML compliance advisory and manage a broad spectrum of AML compliance risk issues to safeguard business activities.
• Monitoring the effectiveness of AML program and any corrective actions taken.
• Any other work or project assigned by the Management.

• Diploma holder