Senior Associate, APAC Marketing Compliance - Singapore

A Marketing Compliance Specialist will oversee compliance for marketing activities across the region, reviewing materials and managing filings to ensure alignment with current regulations. · ...

A leading financial institution in Singapore is seeking a global market compliance specialist at VP to Director level. · ...

Markets Compliance Officer · "Step into a role where regulatory expertise directly shapes trading conduct and market integrity." · Our client, a highly regarded financial institution is seeking a Markets Compliance Officer to join its dynamic compliance function supporting Global ...

Our client are a leading Crude Oil, LPG, Naptha and Middle Distillates broker across physical and OTC futures markets. · In line with commercial expansion, they are now looking to hire a Compliance Manager to join their Singapore team. · ...

Senior Manager of Market Compliance · This role is real-time and operational, primarily concentrating on providing senior advice and guidance on relevant rules. · Provide regulatory challenge and support to directors across all aspects of Primary Market Regulation. · The successf ...

We are seeking an experienced Sr Manager Market Compliance in Singapore who will provide second line compliance oversight for crypto and digital asset initiatives. · Lead complex projects and problem resolution efforts related to risk management. · Collaborate with teams to ident ...

+Job Summary:Lead complex projects and problem resolution efforts related to risk management. · Collaborate with teams to identify and analyze risks that may impact operations and assets. · ...

Description · The Market Conduct Compliance intern supports the team in supporting the review and enhancement of the analytics model, reviewing of transactions and assisting with investigations to detect potential reps with potential market misconducts. The intern will gain hands ...

This role involves identifying regulatory changes impacting compliance policies and procedures for global markets. · Assess potential risks and suggest compliance controls for effective risk management. · ...

The Quality Assurance (QA) team is responsible for conducting targeted reviews on first and second lines of defence in order to assess compliance with legal, regulatory and internal Bank policy requirements. This role will conduct targeted Quality Assurance (QA) reviews on FOCS t ...

We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders.Citi's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and securit ...

Compliance Testing - Financial Institution · My client is a leading and growing Investment Management Firm and we are recruiting for a compliance professional. You will be given the opportunity to support the legal team and work closely with stakeholders in the market. · Respons ...

Overview · Class: Full-time and Permanent · Legal Entity: StoneX Financial Pte Ltd · Organization: StoneX Financial Pte Ltd · Reports to: Head of Compliance, APAC · Company Overview: · Connecting clients to markets – and talent to opportunity · With 4,300 employees and over 400, ...

Excited to grow your career? · BBVA is a global company with more than 160 years of history that operates in more than 25 countries where we serve more than 80 million customers. ResponsibilitiesAssist and support business management in identifying, assessing, measuring and mitig ...

We are partnering a fintech company in their search for a Regulatory Compliance Manager. In this role, you will oversee Compliance pertaining to Capital Markets Services regulations. You will manage end-to-end regulatory advisory, governance, monitoring, licensing, regulatory eng ...

This is a Compliance role with a primary focus on Trade Surveillance and e-Communication Surveillance. · ...

Senior / Head of Trading Compliance · Location: Singapore · A global quantitative trading firm is looking to hire a Senior / Head of Trading Compliance to support its expanding trading activities across global markets. This role will focus on exchange rule analysis, trading compl ...

We are partnering a fintech company in their search for a Regulatory Compliance Vice President. · Around 10 years of regulatory advisory experience with a background in fund/asset management, securities, derivatives or recognised market operator. · ...

Formulate marketing plans based on Hong Kong and US stock markets and company goals monitor data to optimize strategies ensure all marketing activities strictly comply with regulatory requirements of Hong Kong SFC take primary supervisory responsibility for marketing compliance a ...

Ashford Benjamin are pleased to be partnering a global bank who are hiring within their Corporate Bank Compliance team in Singapore. · The successful candidate will provide compliance oversight focusing on APAC Transaction Banking – inclusive of Cash Management, Payments, Trade F ...