- Identify and address potential market misconduct to ensure a fair, orderly, and transparent market.
- Develop and implement frameworks to enhance trade surveillance and investigate market misconduct.
- Monitor market activity through daily analysis of trading alerts and escalation of suspicious behavior to regulators.
- Collaborate with regulators and law enforcement agencies as needed.
- Assist the Corporate Secretary in matters related to corporate governance and the Board of Directors.
- Maintain effective communication with shareholders and the Board of Directors.
- Assist in reviewing whistleblowing complaints and disciplinary breaches.
- Bachelor's degree from a reputable institution.
- Minimum of 5 years of relevant experience in securities/derivatives trading for trade/ market surveillance
- Strong teamwork, communication, and interpersonal skills
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Manager, Risk Management and Surveillance
1 week ago
Aurex Group Limited SingaporeSGX Listed Co · - Drive Operational Risk Management and BCP for business functions · - Plan and present 2 years Compliance Monitoring · **Responsibilities** · - Responsible to Program (based on risk rating matrix within Compliance Matrix) · - Plan and perform testing as per Compl ...
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Manager, Risk Management and Surveillance
1 week ago
Aurex Group Singapore**Responsibilities** · - Responsible to Program (based on risk rating matrix within Compliance Matrix) · - Plan and perform testing as per Compliance Monitoring Program on a quarterly basis · - Perform due diligence checklists for all new staff and directors · - Conduct Annual du ...
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Morgan Stanley SingaporePrivate Wealth Management Asia, BURM Surveillance Team - Manager, Associate and Analyst · Job Number: · 3233974 · POSTING DATE: Mar 20, 2023 · PRIMARY LOCATION: Non-Japan Asia-Singapore-Singapore-Singapore · EDUCATION LEVEL: Bachelor's Degree · JOB: Product Management · EMPLOYMEN ...
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Aztech Technologies Singapur, SingaporeSales & Business Development Manager (CCTV Surveillance) · Job Description · Opportunity to develop your career with one of the fastest growing company in Singapore. We are hiring for our Sales and Business Development team covering CCTV surveillance projects. The ideal candidat ...
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Risk Specialist
1 week ago
Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
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Risk Specialist
4 days ago
Bank of Singapore Singapore**Risk Specialist - Business Monitoring & Surveillance (Manager)** · **-** · **(** · **230001VG** · **)** · **Description** · **General Description** · The incumbent is required to conduct surveillance reviews in an accurate and timely manner as part of Surveillance team within B ...
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Director, Compliance Surv, Gov
1 day ago
Standard Chartered Singapore**Job***: Governance, Risk Management & Compliance · **Primary Location***: Asia-Singapore-Singapore · **Schedule***: Full-time · **Employee Status***: Permanent · **Posting Date***: 10/Aug/2023, 9:25:45 AM · **Unposting Date***: Ongoing · **The Role Responsibilities** · This is ...
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Risk Specialist
3 days ago
Bank of Singapore Singapore**Risk Specialist - Business Monitoring & Surveillance (Assistant Manager/Manager)** · **-** · **(** · **230002E9** · **)** · **Description** · **General Description** · The incumbent is required to conduct surveillance reviews in an accurate and timely manner as part of Surveill ...
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Risk Specialist
1 day ago
Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
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Standard Chartered Singapore**Job***: Compliance · **Primary Location***: Asia-Singapore-Singapore · **Schedule***: Full-time · **Employee Status***: Permanent · **Posting Date***: 24/Feb/2023, 4:26:45 AM · **Unposting Date***: Ongoing · **Role Responsibilities** · **Strategy** · - Drive, develop and implem ...
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Workplace Safety and Health Coordinator
5 hours ago
GREENSAFE INTERNATIONAL PTE. LTD. SingaporeThe WSH Coordinator shall be required to perform but not limited to the following: · WSH Video Surveillance Operations: · Responsible for WSH video surveillance-related operations and system control as set out by Client. · Conduct video surveillance system checks, highlight key v ...
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Associate - Avp - Compliance Communications
6 days ago
Morgan McKinley Singapore**Responsibilities**: · - Help oversee the performance of centralised surveillance for the APAC region, to ensure compliance with regulatory requirements, internal policies & procedures and SLAs as applicable. · - Review and escalate further (as appropriate) alerts as part of a L ...
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Co-ordinator
1 week ago
Tan Tock Seng Hospital Singapore-Family Group: Allied Health · **JOB SUMMARY** · The Coordinator (Surveillance) will be part of the Healthcare-associated Infections (HAI) Surveillance team at the National Public Health and Epidemiology Unit (NPHEU), National Centre for Infectious Diseases (NCID). The Coordinato ...
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3SI PTE. LTD. Singapore**Job Summary** · **Key Responsibilities** · - Manage the maintenance and servicing of security surveillance systems, including CCTV cameras, access control systems, and alarm systems · - Develop and implement maintenance schedules to ensure timely inspections, repairs and upgrad ...
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Markets Compliance/ Trade
3 days ago
KS Talent Solutions Singapore**Responsibilities**: · - Surveillance Expertise: Manage branch's trade and communications surveillance program, utilizing automated surveillance systems to investigate alerts and potential misconduct. · - System Enhancement: Fine-tune and test surveillance systems to optimize al ...
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Assistant Executives
1 week ago
NEA National Environment Agency Singapore[What the role is] · The Field Enforcement Branch carries out surveillance and enforcement against public health related offences to uphold Singapore's clean and green environment. You will partner line departments, external stakeholders and vendors to plan and manage surveillanc ...
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KS CONSULTING PTE. LTD. SingaporeAre you ready to take your career to the next level in the dynamic world of finance? Our client, a bank is seeking a Markets Compliance Officer to join their team, located on the bustling trading floor, where you'll play a crucial role. · **Responsibilities Include: · - Surveilla ...
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Compliance Surveillance Avp
1 week ago
Charterhouse-SG Singapore**Job details**: · - Location: · - Singapore- Job Type: · - Permanent- Discipline: · - Banking & Financial Services- Reference: · - BF/XK/CSAVPVPIB/ C- Posted: · - 33 minutes ago- Consultant: · - Xuan Kwok- Consultant Phone: · **Share this job**: · **Job description**: · Charterh ...
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BNP Paribas SingaporeIn Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with ...
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Head of Quality Assurance Team
1 day ago
BNP Paribas SingaporeAs the leading European Union bank, and one of the world's largest financial institutions with an uninterrupted presence in the region since 1860, BNP Paribas offers a wide range of financial services for corporate, institutional and private investors spanning corporate and insti ...
Market surveillance manager - Singapore - Danos Group
Description
An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution.
Key Responsibilities:
Requirements: