Assistant Manager/ Manager, Private Banking Kyc and - Singapore - CTBC Bank Co., Ltd
Description
KEY RESPONSIBILITIES
- Perform new Account & KYC periodic review and approval.
- Ensure that the front office is in compliance to the AML/KYC and CDD requirements set internally and externally.
- Assist in the review and gap analysis of MAS and HKMA consultation papers and new regulations.
- Assist in the handling of internal, external & regulatory audits.
- Perform in depth review of any potential AML/CFT related issues identify by LCD.
- Act as a liaison party between marketing and internal stakeholders particularly Risk, Credit & LCD.
- Assist in the monitoring of irregular transaction.
- Provide training to the front office on any new/ revised internal G&P and external regulations.
- Perform any other adhoc duties assigned by supervisor.
KEY COMPETENCIES:
- Knowledge and experience with AML/KYC issues and reviews.
- Knowledge and experience with Market and Sales & Suitability Abuses preferred.
- Able to work independently with mínimal supervision.
- Able to work with different stakeholders to investigate alerts/exceptions and recommend improvements.
- Working knowledge of Singapore and Hong Kong regulations preferred.
- Good communications skills (oral, written) in English and Mandarin. Role required to liaise with Chinese speaking clients.
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