Jobs

    Associate, Case Investigations, CFCC - Singapur, Singapore - Standard Chartered Bank

    Standard Chartered Bank
    Standard Chartered Bank Singapur, Singapore

    1 week ago

    Standard Chartered Bank background
    Full time
    Description

    Role Responsibilities

    To investigate risk events / cases:-

  • Escalated by Financial Crime Surveillance Operations (ACT & AA, as appropriate) teams (arising from Transaction Monitoring, Trade AML &/or Name Screening);
  • Internal escalations submitted or referred by Business &/or other Conduct, Financial Crime and Compliance (CFCC) stakeholders (Country, Region or Group) on concerns of financial crime;
  • Intelligence or information received via law enforcements' production orders, AML/CFT Industry Partnership (ACIP) advisories or Monetary Authority of Singapore; and
  • Any other matter as directed by Director Case Investigations and/or Head of Financial Crime Compliance (SG).
  • Identifying suspicious transactions / activities and filing Suspicious Transactions Reports, in compliance with Group policy and procedures, laws and regulations in Singapore on AML/CFT.

    • To support Director Case Investigations to lead and manage the Singapore Financial Crime Compliance (FCC)'s Case Investigation Team, as required, including but not limited to:-

  • Providing guidance and training to Case Investigation Specialists and relevant value chain stakeholders ( FCSO-ACT, FCSO-AA, FCSU-QCO, and FCSO-RFI);
  • Monitoring relevant metrics and lead requisite actions to intervene, where required;
  • Establishing and maintaining effective working relationship with relevant stakeholders including but not limited to Business Units, Group and Regional FCC, and like;
  • Securing credible audit / review outcome for the unit;
  • Ensuring timely reporting and escalation of significant risk issues to management; and
  • Supporting initiatives to enhance relevant work processes for both effectiveness and efficiency purpose.

    • Other relevant responsibilities are:-

  • Analyse comprehensive impact of financial crime related regulatory matters on the relevant business area and its operations;
  • Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends;
  • Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm;
  • Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm;
  • Collaborate with training teams to input to training curriculum to support closing of capability gaps;
  • Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management;
  • Assess risks arising from products / segments / geographies / customers / transactions;
  • Analyse significant financial crime risk events ( SAR's, non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally as well as externally across all relevant jurisdictions;
  • Ensure that significant investigations are concluded internally and externally where relevant (including cross-border);
  • Support senior oversight of FCC country;
  • Support all control checks undertaken by FCC under the Operational Risk Framework (ORF);
  • Display exemplary conduct and live by the Group's Values and Code of Conduct; and
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.

    • Regulatory & Business Conduct

  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

    • Other Responsibilities

  • Embed Here for good and Group's brand and values in Singapore FCC; Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.

    • Our Ideal Candidate

  • Compliance professional with 3+ years of experience with specific focus on FCC (AML/CFT, Sanctions and ABC), particularly in case investigation.
  • Be well-verse in the understanding of the MAS Notice 626, and other like guidance / circulars.
  • Regulatory engagement with local regulators.
  • Good judgment enabling the provision of sound advice in difficult areas of regulation and practice and the proactive management of compliance and regulatory risk.
  • Must possess excellent interpersonal skills and multi-cultural awareness and sensitivity.
  • Ability to manage and give leadership to functional stakeholders.
  • Sound judgement on business practices, regulatory relationship management and reputational risk.
  • Personal authority and integrity with proven ability to establish relationships and exert influence at the most senior levels of the Country and with regulators and other external stakeholders.
  • Be able to operate independently and demonstrate robustness in ethics and resilience.

    • Role Specific Technical Competencies

  • Spot Opportunities
  • Solve Problems
  • Take the Lead
  • Build Resilience
  • Collaborate
  • Communicate
  • Deliver Sustainably
  • Compliance Policies and Standards
  • Compliance Advisory
  • Compliance Review and FCC Assurance
  • Surveillance (including Screening and Monitoring)
  • Investigations
  • Compliance Risk Assessment
  • Regulatory Liaison
  • Manage Change
  • Manage Projects
  • Manage Conduct
  • Manage People
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