Aaron Wong

With one and a half years of experience in bank operations, including KYC & AML and client servicing at UOB Bank I ensure all documents are in accordance with compliance guidelines. I have enhanced AML practices and sustained bank compliance through effective strategies and actions. I am
proactively identify areas for improvement and communicate them to relevant parties and management. Additionally, I am highly focused on risk management, consistently evaluating and mitigating potential risks to protect the bank's operations and ensure adherence to regulatory standards.

-Proactively identify areas of improvement, suspicious
AML or other non-compliance issues to relevant parties
and management.

-To conduct/review and analyze information procured
and ensure that KYC and Customer Due Diligence for
new account opening and maintenance of existing
client accounts is in compliance with local regulations
as well as the Bank's global procedure

-Experienced in leading, motivating and managing team
while holding team accountable for performance
(product champion)

-Exercise vigilance when performing duties and
highlight unusual and suspicious transactions

-Perform Adverse News Search-investigate and assess any negative
information about clients through media and other sources. Analyze
findings and determine any necessary actions or escalations

-Comply with established operational control and
audit procedures and maintain a high standard of
housekeeping at branch. Ensure all documentation
meets internal and external regulatory standards

Tunku Abdul Rahman University ofManagement and Technology (TARUMT)

-Bachelor of Degree of Finance (2019-2023 )

Pursuing CFA Level 1 certification (Present)