Global Markets Compliance - Singapore

A Marketing Compliance Specialist will oversee compliance for marketing activities across the region, reviewing materials and managing filings to ensure alignment with current regulations. · ...

This is an excellent opportunity for an experienced Global Markets Compliance professional to join an international Bank which offers Corporate and Investment Banking services, · a great place to work with a collaborative and supportive culture.The position is responsible for ens ...

A leading financial institution in Singapore is seeking a global market compliance specialist at VP to Director level. · ...

Our client are a leading Crude Oil, LPG, Naptha and Middle Distillates broker across physical and OTC futures markets. · In line with commercial expansion, they are now looking to hire a Compliance Manager to join their Singapore team. · ...

We are seeking an experienced Sr Manager Market Compliance in Singapore who will provide second line compliance oversight for crypto and digital asset initiatives. · Lead complex projects and problem resolution efforts related to risk management. · Collaborate with teams to ident ...

+Job Summary:Lead complex projects and problem resolution efforts related to risk management. · Collaborate with teams to identify and analyze risks that may impact operations and assets. · ...

+ Job summary: We are seeking a Senior Associate to play a key role in marketing compliance in APAC. + Qualifications: Minimum of a Bachelor's Degree. Juris Doctor (JD) or other advanced degree considered a plus + Responsibilities:Act as subject matter expert regarding marketing ...

The Market Conduct Compliance intern supports the team in supporting the review and enhancement of the analytics model, · Key Responsibilities:  · Assist in enhancement of the analytics model. · Conduct thematics reviews in relation to the sales quality of the transactions perfor ...

This role involves identifying regulatory changes impacting compliance policies and procedures for global markets. · Assess potential risks and suggest compliance controls for effective risk management. · ...

The Quality Assurance (QA) team is responsible for conducting targeted reviews on first and second lines of defence in order to assess compliance with legal, regulatory and internal Bank policy requirements. This role will conduct targeted Quality Assurance (QA) reviews on FOCS t ...

We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders.Citi's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and securit ...

We are partnering a fintech company in their search for a Regulatory Compliance Vice President. · Around 10 years of regulatory advisory experience with a background in fund/asset management, securities, derivatives or recognised market operator. · ...

This is a Compliance role with a primary focus on Trade Surveillance and e-Communication Surveillance. · ...

Ashford Benjamin are pleased to be partnering a global bank who are hiring within their Corporate Bank Compliance team in Singapore. · The successful candidate will provide compliance oversight focusing on APAC Transaction Banking – inclusive of Cash Management, Payments, Trade F ...

Formulate marketing plans based on Hong Kong and US stock markets and company goals monitor data to optimize strategies ensure all marketing activities strictly comply with regulatory requirements of Hong Kong SFC take primary supervisory responsibility for marketing compliance a ...

Excited to grow your career? · BBVA is a global company with more than 160 years of history that operates in more than 25 countries where we serve more than 80 million customers. ResponsibilitiesAssist and support business management in identifying, assessing, measuring and mitig ...

The Head of Compliance for Global Expansion is responsible for building, implementing, and continuously enhancing the firm's compliance framework to support business expansion into new jurisdictions.This role has full ownership of compliance strategy, regulatory engagement, and d ...

Maybank Securities is a leading brokerage house and investment bank in ASEAN. This is a Generalist Compliance role but with a focus on Trade Surveillance and e-Communication Surveillance. · ...

The Regulatory Compliance Lead oversees and strengthens the firm's regulatory compliance framework across applicable jurisdictions. · ...

A renown U.S hedge fund is looking to hire a standalone compliance role that will oversee the Singapore office's compliance program. The role will have a heavier focus on providing markets compliance advisory to the front office. · Provide timely compliance advisory to the busine ...