Jobs

    Compliance Manager, Securities Trading - Singapore - Amethyst Partners

    Amethyst Partners
    Amethyst Partners Singapore

    Found in: Talent SG 2A C2 - 5 hours ago

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    Full time
    Description

    Key responsibilities:

    • Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etc
    • Liaise with regulators on regulatory filing and answer their enquires
    • Review regular transaction monitoring from financial crime perspectives
    • Monitor AML risk assessment for the firm and sanction compliance
    • Review and execute compliance policies and procedures for the firm
    • Update and advise the senior management on the compliance requirements to ensure the firm's is aligned with regulatory standard
    • Keep track of new regulatory requirements and update the internal stakeholders
    • Maintain the overall compliance team operations and participate in process improvement when necessary

    Key requirements:

    • At least 6 years of Compliance experience in brokerage / securities trading / exchange / payment services industries
    • Bachelor's degree in business or legal or other disciplines
    • Well-versed with regulatory requirements in brokerage / securities trading industry
    • Familiar with AML/ KYC tools and financial crime prevention standards
    • A good all-rounded experience in compliance
    • Good communication and presentation skills
    • Motivated, meticulous and mature

    Interested parties please send your resume to Loretta Chan at

    Regrettably only shortlisted candidates will be contacted

    EA License Number: 20C0180| Registration no: R


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