- To be responsible for handling submissions, regulatory enquiries, audits and maintain good working relationship with the regulatory authorities, including coordination for any regulator's on-site inspection, if required.
- To identify and manage compliance and regulatory risks, act as a point of escalation for any policy and regulatory breaches to senior management.
- To be responsible for formulating, reviewing, and maintaining compliance framework, policies and procedures to ensure ongoing compliance with relevant laws and regulations.
- To keep abreast of regulatory developments, manage regulatory consultations and oversee regulatory change implementation.
- To drive pro-active regulatory engagement and effectively manage regulatory relationships.
- To conduct periodic internal compliance trainings and compliance risk assessments.
- 10 years of financial sector experience, with 5 years in RC second line of defense roles.
- Possess advanced level of proficiency in compliance advisory on regulations, policies and standards.
- Able to take the lead, solve problems under pressure, innovate and achieve results sustainably.
- Possess strong stakeholder management skills; able to collaborate and communicate effectively.
- MAS Regulatory/ regulatory liaison experience.
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Vice President, Compliance - Singapore - Mizuho Bank
Description
Overview of Division/DepartmentCompliance Section
Company Profile
MIZUHO BANK, LTD. IS A SUBSIDIARY OF THE JAPAN-BASED MIZUHO FINANCIAL GROUP, INC. (LISTED ON THE TOKYO STOCK EXCHANGE AND NYSE) AND IS ONE OF THE LARGEST FINANCIAL SERVICES COMPANIES IN THE WORLD. MIZUHO BANK, LTD. PROVIDES FINANCIAL AND STRATEGIC SOLUTIONS FOR THE INCREASINGLY DIVERSE AND SOPHISTICATED NEEDS OF ITS CLIENTS WITH OFFICES LOCATED IN ALL THE MAJOR CITIES OF THE WORLD SUCH AS TOKYO, NEW YORK, LONDON, HONG KONG AND SINGAPORE.
Job Responsibilities
Job Description
You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures for the Bank.
The Role Responsibility:
Job Requirements
