- Support PvB Controls in the areas such as Suitability and Sales Supervision, Cross Border, Dormant A/C Handling, Client Confidentiality, Complaints etc.
- Support and collaborate with front office and support functions to ensure that robust controls are in place & are well deployed while balancing client experience. Where required make adequate escalations to draw necessary management attention.
- Support/oversee key projects related to Suitability and Sales assurance, cross border, dormant a/c handling, etc. matters.
- To maintain an ongoing awareness of new policy and procedure roll outs, especially that related to Investment Suitability, trade execution and cross border activities
- Drive efficiency with front office sales suitability
- Private Banking
- Investment Suitability, Investment order execution, Cross Border, Dormant, Client Confidentiality
- Display exemplary conduct and live by the Group's Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
- Education: University Degree in Business
- 2+ years in Banking preferably in Private Bank.
- Experience in suitability and Sales Supervision.
- Good Cross Border, Dormant A/C Handling & Complaints.
- Good communication skills, ability to engage senior stakeholders.
- Ability to Support/oversee key projects.
- Private Bank
- Risk Management
- Excel Capability
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Client Enablement - Singapur, Singapore - Standard Chartered Bank
Description
Role Responsibilities
Strategy
Business
Processes
Regulatory & Business Conduct
Our Ideal Candidate
Role Specific Technical Competencies