- To assist in overseeing the corporate compliance programme.
- Assist in maintaining the compliance framework and processes including AML functions.
- Advise the business on regulatory obligations and the impact of regulatory changes.
- Policies and Procedure drafting and implementation
- Monitor account activities and report suspicious transactions to the management.
- Ensure accounts are on-boarded as per regulations and internal guidelines.
- Strong degree-level academic qualification or ICTA Compliance/AML qualification
- Minimum 2 years of relevant Regulatory compliance experience in the brokerage industry specialized in Finance - Corporate Finance/Investment/Merchant Banking or equivalent
- Preferably experience in KYC (Client Onboarding Team), AML Compliance, Corporate Compliance
- Demonstrable understanding of regulations and financial market
- Fluent in English and Chinese (both oral and written communication)
- Evidence of drive, curiosity, good judgment and good attention to detail
- Excellent team spirit
- Rigorous, well-organized with a structured and logical approach
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Compliance Officer - Singapore - AMSTEL SECURITIES (ASIA) PTE. LTD.
5 days ago
Description
Roles & ResponsibilitiesWe are a financial services company with capital markets services (CMS) licence.
If you are someone who has a keen interest in building a career around risk & compliance, this role is for you.
Responsibilities:
Requirements:
Brokerage
Due Diligence
Regulatory Compliance
Team Spirit
Regulatory Analysis
Written Communication
regulatory guidance
Capital Markets
Compliance
Attention to Detail
regulatory rules
AML
Evidence
Regulatory Requirements
KYC
Screening
regulatory processes
Regulatory Reporting
Audit
Financial Services