Avp, Compliance Officer/compliance Manager, Asia - Singapore - SLOANE SHOREY CONSULTING PTE. LTD.

SLOANE SHOREY CONSULTING PTE. LTD.

Verified Company

Singapore

1 week ago

Posted by:

Wei Jie

beBee Recruiter

Description

AVP, Compliance Officer, Asia Pacific, Singapore

9 month contractGlobal financial institution is seeking a confident compliance professional to join the APAC Compliance team in Singapore. The individual will assist the Head of Compliance to manage regulatory and compliance matters within APAC, including regulatory compliance, personal conflicts monitoring and compliance testing and monitoring.

Responsibilities:

The Compliance Officer will, together with other compliance officers within Asia Pacific, oversee and monitor compliance with regulatory requirements in relation to operations in the region.

Duties:

Manage ongoing regulatory filings, ad hoc regulatory requests and regulatory exams. This includes liaising with regulators and internal stakeholders, coordinating responses internally and ensuring responses are appropriate and timely.
Maintain strong and productive relationships with regulatory bodies and internal stakeholders
Handle internal queries on regulatory requirements and compliance policies and procedures
Monitor regulatory development, conduct impact analysis and propose/take the required course of actions
Advise on employee licensing matters in Hong Kong and Singapore, monitor compliance with ongoing, training and filing requirements
Conduct internal compliance training
Provide quality and timely input to compliance and management reporting
Participate in and provide compliance input at internal governance meetings
Participate in compliance projects under the global compliance workplan and support delivery of the workplan in Asia Pacific

Experience:

68+ years of regulatory compliance or legal experience in a financial institution or regulator
Good knowledge of financial markets and understanding of local regulatory requirements in key Asia Pacific markets
Experience in directly interacting with regulators, including regulatory exams
Understanding of risk governance, supervision and control framework, concepts of control design and control operating effectiveness

Sloane | Shorey

Sloane Shorey Consulting is a Singapore based boutique executive search firm founded in 2016.

We specialise in the recruitment of corporate governance, risk management and security professionals at all levels of seniority, from analyst to managing director.

Our clients include banking and finance organisations, consulting firms, leading Singaporean companies, and global aerospace, defense, and technology corporations.

Sloane Shorey is a Ministry of

Manpower Licensed Employment Agency:
EA License 20S0307