- Monitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
- Pre and post trade monitoring of investment guidelines and following up on breaches identified
- Scheduled reporting to clients and trustee
- Audit preparation and Compliance manual checks controls
- Preparing presentations/training deck and liaising with internal stakeholders such as Fund Managers
- Undergraduate pursuing a Degree in Business/Finance/Accounting
- Proficient in Microsoft Office Applications
- Meticulous & self-motivated individual
- Good interpersonal skills and a team player
- Positive/good learning attitude and a fast learner
- Able to commit 6 months (full time)
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Investment Compliance
1 week ago
EASTSPRING INVESTMENTS (SINGAPORE) LIMITED SingaporeKEY ACCOUNTABILITIES · - This role is part of the FOS team and the Investment Monitoring and Coding. · - Broadly, the role will be responsible for investment compliance rule coding support, including comprehensive compliance rule reviews, translation, testing, roll out and adhoc ...
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Investment Compliance Manager
1 week ago
SOURCEO PTE. LTD. Singapore**Responsibilities**: · - Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists · - Performing advisory role and provide comments for new and existing mandates in terms of re ...
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Analyst, Investment Compliance
1 week ago
T. Rowe Price SingaporeThere is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The work we do mat ...
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Senior Analyst, Investment Compliance
1 week ago
Danos Group SingaporeDanos Group SingaporePosted 2 hours ago In-Office Permanent 140,000 · - S- Posted by · - Sue Buyong- RecruiterFollow · **Duties**: · - Responsible for programming & maintaining rules in the investment compliance system (i.e. Charles River) covering Asia Pacific region · - Be a ke ...
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Avp/ Vp, Investment Compliance
3 days ago
Ambition Singapore**Job details**: · Posted 08 August 2023 · SalaryNegotiable · LocationSingapore · Job type Permanent · DisciplineBanking & Financial Services · Reference267391_ · Our client is a reputable asset management firm, looking for Investment Compliance professionals to join their team ...
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Apac Investment Guideline Compliance Manager
3 days ago
PIMCO SingaporePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...
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Goldman Sachs Singapore**YOUR IMPACT** · As an integral part of the Asia Pacific Investment Banking Division Compliance team, you will work in a highly collaborative and dynamic environment working directly with the Investment Banking Division and other Goldman Sachs departments, including Compliance L ...
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Apac Investment Guideline Compliance Manager
5 days ago
PIMCO SingaporePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...
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Apac Investment Guideline Compliance Manager
3 days ago
PIMCO SingaporePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...
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Investment Compliance Analyst
4 days ago
Citi Singapur, Singapore Full timeJob Description · To assist in post-trade compliance, assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. You will also ensure that all client reporting are done ...
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Investment Compliance Analyst
1 week ago
11112 Citibank, N.A. Singapore Singapur, Singapore Full timeDescription · To assist in post-trade compliance, assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. You will also ensure that all client reporting are done accu ...
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Investment Compliance Analyst
2 weeks ago
Citigroup Singapore Paid WorkJob Description · To assist in post-trade compliance, assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. You will also ensure that all client reporting are done a ...
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PIMCO Singapore Full timePIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...
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PIMCO Singapur, Singapore Full timeRESPONSIBILITIES · Key responsibilities include: · Oversight and management of the Investment Compliance team. · Participating in the team's monitoring responsibilities, which include:Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal ...
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Senior Finance Manager, Apac
1 day ago
Vantage Data Centers SingaporeÀ PROPOS DE VANTAGE DATA CENTERS · Vantage s'engage à être un lieu de travail d'inclusion, d'équité, de respect et d'acceptation. Nous célébrons la diversité et cherchons intentionnellement des occasions d'apprendre des expériences de chacun. · Vantage Data Centers alimente, refr ...
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Risk & Compliance Manager
5 days ago
Aurex Group Singapore-Aurex Group · Singapore · Posted 3 hours ago Permanent - We are partnering with a real estate investment firm in search for a Risk & Compliance Manager- Coordinate and work with the Operations Director in driving implementation of policies, standards and guidelines on a company- ...
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VALUE SEARCH ASIA PTE. LIMITED Singapore**Compliance Assurance Conduct Business Analyst** · - Global Investment Bank · - APAC Opportunity · - Technical Compliance · Our client is a global investment bank with a strong presence in Asian markets. They are currently looking for a Compliance Assurance Conduct Business Anal ...
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Compliance Specialist
5 days ago
MFS Investment Management Singapore-MFS Investment Management · Singapore · Posted 15 hours ago Permanent Competitive Salary · **THE ROLE**: · The Compliance Specialist will support the MFS compliance department globally across a wide range of compliance-related activities, provide critical investment compliance s ...
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Compliance Specialist
3 days ago
MFS Investment Management Singapore**THE ROLE**: · The Compliance Specialist will support the MFS compliance department globally across a wide range of compliance-related activities, provide critical investment compliance support in the APAC region and support MFS's globally integrated compliance program. · **WHAT ...
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Lead Investment Analyst
3 days ago
SIGNUM CAPITAL MANAGEMENT PTE. LTD. Singapore**Requirements: · We are looking for an investment analyst to evaluate investment opportunities. · Primary roles include: · Research; · Analysing financial data; · Portfolio Management; · Reporting and recommending potential investment to senior management. · **Responsibilities: ...
Intern, Investment Compliance - Singapore - Lion Global Investors Limited
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Lion Global Investors Limited is committed to equal employment opportunity. Our employment decisions are made based on job requirements and qualifications, and regardless of age, race, gender, religion, marital status, family responsibilities, or disability.
Please refer to our Data Protection Policy Statement at Data Protection Policy | Lion Global Investors on how we may collect, use and disclose your personal information.
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