- Review and maintenance of accurate compliance rules across all fund types, in accordance with Investment guidelines or compliance parameters provided by client / fund manager.
- Ensure accurate and correct interpretation of guidelines and the creation of relevant rules in the compliance monitoring system.
- Ensure that alerts and / or breaches are monitored daily and follow-up action taken and documented.
- Updating of Operating Procedures Manual and Operating Memorandums with clients.
- By adhering to guidelines and checklists, ensure that standard procedures and controls, as set out in the Operating Procedures Manual, are being adhered to.
- Responsible for ensuring that all the daily / non-daily reporting to clients are met as per requirements.
- Attend to client queries.
- Assist Funds Compliance Monitoring Manager in the smooth running of the compliance monitoring function of the department, including adherence to corporate and regulatory policies and requirements.
- Assist in process improvement initiatives.
- Assist in training and development of new or inexperienced staff.
- Assist in user acceptance testing.
- Working with internal/external parties (for example clients, fund managers, vendors, fund accountants, auditors etc)
- Degree in Banking / Finance or Accountancy
- 2 - 4 years experience in the financial industry (fund management / insurance business will be preferred) with relevant experience in post-trade compliance platforms, creating and maintaining rules for purposes of portfolio compliance. Knowledge of the various component feeds to the system (fund accounting data base, third party vendor feeds) will be an added advantage.
- Strong working knowledge of investment guidelines, securities ratings and industry classification, benchmark indexes, etc.
- Demonstrating a high level of accuracy and attention to detail.
- Ability to write macros and rule logic, knowledge of SQL and data mapping will be a plus.
- Computer literate with good working knowledge of Excel & macros. Preferably with working knowledge of SQL and data mapping.
- Able to interpret legal clauses and paraphrase into simple and clear requirements.
- Service-oriented and client focused. A team player with strong oral, written and interpersonal communication skills.
- Willing to work on Singapore public holidays and Morning / Evening Shift Works
-
Compliance Analyst
4 days ago
Kaplan Higher Education Academy Pte Ltd SingaporeCOMPANY DESCRIPTION · Kaplan is one of the world's largest and most diverse education providers with over one million students globally. Headquartered in US, Kaplan is part of Graham Holdings (formerly The Washington Post Company) and is its largest subsidiary. · Kaplan in Singap ...
-
Compliance Analyst/senior Compliance Analyst
3 days ago
abrdn SingaporeJob Description · About the role · The Compliance Analyst role will be based in Singapore within the Risk and Compliance Team partnering closely with the Global Risk and Compliance team and line of business in Asia. The Risk and Compliance function within abrdn is responsible for ...
-
Compliance Analyst/senior Compliance Analyst
3 days ago
1825 SingaporeJob Description · About the role · The Compliance Analyst role will be based in Singapore within the Risk and Compliance Team partnering closely with the Global Risk and Compliance team and line of business in Asia. The Risk and Compliance function within abrdn is responsible for ...
-
Compliance Analyst
1 hour ago
TROIS ROIS PTE. LTD. SingaporeWe are an exciting Fintech start-up headquartered in Singapore. We are innovating the way money are moved and is looking for someone who dreams about doing things differently & making things happen in this new world order. · We are looking for Compliance Analyst for our office in ...
-
Compliance Analyst
3 days ago
VALUE SEARCH ASIA PTE. LIMITED SingaporeMy Client Polymer is a market-neutral, multi-manager investment platform based in and focused on Asia. He combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. ...
-
Compliance Analyst
1 day ago
BANK OF TAIWAN SingaporeReview and validate the quality of the Customer Due Diligence (CDD) and Know Your Customer (KYC) information on the bank's customers, in line with policies, at onboarding and periodic reviews. · - Keep abreast with regulatory changes, assist the Compliance Manager in managing and ...
-
Compliance Analyst
1 day ago
BUTTERFIELD TRUST (ASIA) LIMITED SingaporeOperating in multiple jurisdictions, Butterfield Group focuses on results, values relationships and celebrates success. If this sounds like your kind of company, then consider this opportunity to become part of a collaborative team of professionals at a world-leading, independent ...
-
Compliance Analyst
22 hours ago
Danos Group SingaporeKey Responsibilities: · - Monitor MAS' publications, circulars, announcements and any other regulatory releases and perform gap analysis as appropriate. · - Conduct compliance monitoring includes Personal Account Dealings, Gifts & Entertainments; Conflicts of Interests; and Fitne ...
-
Compliance Analyst
3 days ago
Remitly SingaporeJob Description: · Remitly is on a mission to transform the lives of immigrants and their families by providing the most trusted financial products and services on the planet. Since 2011, we have been tirelessly delivering on our promises to immigrants sending their hard earned m ...
-
Compliance Business Analyst
3 days ago
Point72 SingaporeAs Point72 reimagines the future of investing, our Technology group is constantly improving our company's IT infrastructure, positioning us at the forefront of a rapidly evolving technology landscape. · We encourage professional development to further support your continued caree ...
-
Compliance and Risk Analyst
3 days ago
GAW CAPITAL ASSET MANAGEMENT (SG) PTE. LTD. SingaporeWe are looking for a Compliance and Risk Analyst/Associate to assist the Compliance & Risk Team in daily compliance works. · **Responsibilities**: · - Assist in KYC and AML matters under SG and HK regulatory requirements · - Assist inthe preparation and submission of compliance/r ...
-
Compliance Risk Analyst
3 days ago
Peoplebank Singapore**Compliance Risk Analyst (Legal) - Banking** · - Contract until 31 Dec 2024. · - Office location: CBD · **The Client** · - MNC Bank · **The Opportunity** · - Analysis and structuring of the major Singapore Acts and Regulations (Banking Act, Securities and Futures Act, Financial ...
-
Analyst, Compliance Consulting
3 days ago
Kroll SingaporeIn a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We ...
-
Compliance Analyst, Singapore
4 days ago
BBVA Singapore**Area**: · **CORPORATE & INVESTMENT BANKING** · **Deadline for applying**: · **CUSTOM.FFP** · **Company**: · **Z01** · **What are we looking for?** · **Qualifications**: · Degree in Commerce, Accounting, or Laws with 2 to 4 years of AML & CFT compliance experience in wholesale b ...
-
Operation Compliance Analyst
3 days ago
Coinhako SingaporeCoinhako is a market-leading platform for access to digital assets like Bitcoin from Singapore. · Founded in 2014, Coinhako has established a reputation as being one of the most secure and trusted digital asset wallet service providers and trading platforms in the APAC market. Ou ...
-
Compliance - Kyc Analyst
4 days ago
TANGSPAC CONSULTING PTE LTD Singapore**Responsibilties: · 1. Perform daily name screening of existing IBG Corporate & Financial Institution (FI) Customers (including the related individuals). · 2. Review all screening results & determine True / False matches by conducting internal checks and/or public domain searche ...
-
Fund Compliance Analyst
1 hour ago
Citi SingaporeTo assist in post-trade compliance, assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. You will also ensure that all client reporting are done accurately and on a ...
-
Fund Compliance Analyst
1 day ago
Citi SingaporeThe Fund Accounting Intermediate Analyst is an intermediate level position responsible for participating in a variety of fund valuation activities in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the calculation o ...
-
Analyst, Investment Compliance
22 hours ago
T. Rowe Price SingaporeThere is a place for you at T. Rowe Price to grow, contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that investors can rely on today and in the future. The work we do mat ...
-
Regulatory Compliance Analyst
3 days ago
MetaVerse Green Exchange Singapore**Location: Singapore** · **Roles and Responsibilities**: · - Provide compliance advisory on the regulatory requirements in SFA and SFR to business units and participate in new initiatives/projects to understand business units' concerns/needs, · - Provide accurate and practical g ...
Investment Compliance Analyst - Singapore - Citigroup
Description
Job Description
To assist in post-trade compliance, assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. You will also ensure that all client reporting are done accurately and on a timely basis. As our fund managers invest in a broad range of instruments, you should have some knowledge in various financial securities products.
Responsibilities
Qualifications/Requirements
Job Family Group:
Operations - Transaction Services
Job Family:
Fund Accounting
Time Type:
Full time
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi ) .
View the "EEO is the Law ) " poster. View the EEO is the Law Supplement ) .
View the EEO Policy Statement ) .
View the Pay Transparency Posting )
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
