- Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas:
- reviewing existing policies in light of new developments in laws, rules and regulations, maintaining and keeping bank's compliance manual up-to-date, follow up on implementation and other compliance related duties assigned by Team Head
- monitoring and supervising the compliance framework of assigned APAC offices
- Keep up to date with international developments in compliance as well as changes to HO policies and recommend and monitor changes to each APAC office's policies
- Provide advice on compliance matters and requirements (other than legal matters)
- Review of presentation materials and matters relating to compliance with SFA/FAA and Banking Act compliance
- On the job training of new joiners and assisting in compliance training for employees
- Degree or equivalent, degree in law is a plus
- Good working knowledge of regulatory requirements and recent developments in banking/FI
- Working knowledge of SFA/FAA is an added plus
- Meticulous, with good analytical and problem solving skills
- Hands on, practical and with a balanced mindset
- Able to work under pressure
-
Avp, Corporate Compliance
1 day ago
Sumitomo Mitsui Banking Corporation SingaporeProvide legal and compliance services to the Bank, covering its entire range of activities, with focus on managing changes of laws and regulations from identification of the change to implementation. · - Advising internal stakeholders on Singapore regulatory compliance matters in ...
-
Corporate Compliance Analyst
1 week ago
Dexcom SingaporeAbout Dexcom · Founded in 1999, Dexcom, Inc. (NASDAQ: DXCM), develops and markets Continuous Glucose Monitoring (CGM) systems for ambulatory use by people with diabetes and by healthcare providers for the treatment of people with diabetes. The company is the leader in transformin ...
-
Avp, Corporate Compliance
1 day ago
Sumitomo Mitsui Banking Corporation SingaporeTo assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices, with experience in treasury and markets regulations, monitoring and surveillance and handling market misconduct matters · 1. Assist in over ...
-
Corporate Compliance Executive
1 day ago
ALIGN RECRUITMENT PTE. LTD. Singapore**ISO** · - Assist to control all documents related to ISO 9k and 18k · - Control the new issue and obsolete documents for ISO · - Assist to issue out standard processes and procedures to all concerned departments · - Track and monitor the monthly submissions for the objectives s ...
-
Avp, Corporate Compliance
6 days ago
Sumitomo Mitsui Banking Corporation (SMBC) SingaporeTo assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices, with experience in management of conflicts of interest, handling of material non-public price sensitive information and control room · - As ...
-
OCBC Bank Singapore**Corporate Banking Compliance, AML Compliance Officer** **-** **(**2300018D**)** · We are looking for a talented, independent and collaborative team player to join our Corporate Banking Compliance team. Don't miss the wonderful opportunity to step into the world of corporate ban ...
-
OCBC Bank Singapore**Corporate Banking Compliance, AML Compliance Officer** **-** **(**230000YT**)** · **Roles & Responsibilities**: · - Perform Enhanced Due Diligence (EDD) review on Global Corporate Banking customers · - Ensure completion of Periodic Reviews / Trigger Event Reviews within stipula ...
-
Singapore Exchange SingaporeEntity: Singapore Exchange- Location: Singapore, SG- Job Function: Legal, Compliance & Corporate Secretariat- Job Type: Intern- Req ID: 2144**Job Summary**: · **SGX (July - December 2024) Fall Internship Programme** · We are Asia's leading and trusted securities and derivatives m ...
-
Legal & Compliance Avp (Corporate Bank)
1 week ago
Ethos BeathChapman Singapore**Job Details**: · **Location** · Singapore · **Salary** · Competitive Salary · **Job Type** · Permanent · **Ref** · BH-17955 · **Contact** · Khai Anwar- **Contact phone** · - **Posted** · about 3 hours ago · - New Legal & Compliance opportunity · - Excellent opportunity in a who ...
-
KPMG - Singapore SingaporeKPMG in Singapore is part of a global network of professional services firms providing Audit, Tax and Advisory services. With 200,000 outstanding professionals in the network working together to deliver value in 154 countries and territories, we offer a globally-consistent standa ...
-
Corporate Compliance Analyst
4 days ago
Dexcom Singapur, SingaporeAbout Dexcom · Founded in , Dexcom, Inc. (NASDAQ: DXCM), develops and markets Continuous Glucose Monitoring (CGM) systems for ambulatory use by people with diabetes and by healthcare providers for the treatment of people with diabetes. The company is the leader in transforming di ...
-
OCBC Bank Singapur, Singapore CDDCorporate Banking Compliance, AML Compliance Officer CC ) Description · Description · Perform On-boarding Customer Due Diligence (CDD)/Enhanced Due Diligence (EDD) review on Global Corporate Banking customers · Ensure completion of Onboarding Reviews within stipulated t ...
-
Corporate Compliance Tax Manager
6 days ago
LMA Singapore Full timeCorporate Compliance Tax Manager (Mid-size global audit firm) · Our client is a full-service global accounting firm offering a complete suite of assurance, taxation, valuation, transfer pricing, accounting advisory and business advisory. They provide a board range of resources an ...
-
OCBC Bank Singapur, Singapore CDDCorporate Banking Compliance, AML Compliance Officer CC ) Description · Description · Perform On-boarding Customer Due Diligence (CDD)/Enhanced Due Diligence (EDD) review on Global Corporate Banking customers · Ensure completion of Onboarding Reviews within stipulated t ...
-
JENGA CORP PTE. LTD. SingaporeRoles & Responsibilities · Jenga Corp wishes to hire a Corporate Secretary Manager · Interested applicants MUST apply by resume and cover letter through emailing We MUST receive an email application from you in order to consider you. · About the role: · Manage the corporate secr ...
-
Analyst/AVP, Corporate Compliance
3 days ago
SUMITOMO MITSUI BANKING CORPORATION SINGAPORE BRANCH SingaporeRoles & Responsibilities · 1. Assist in overseeing the monitoring of compliance matters of APAC offices as set out in the head office policies and local laws from time to time including covering the following areas: · reviewing existing policies in light of new developments in la ...
-
OCBC Singapore Full timeWe are looking for a talented, independent, and collaborative team player to join our Corporate Banking Compliance/ Advisory, Review & Reporting ("CBC ARR") team. Don't miss the wonderful opportunity to step into the world of corporate banking whilst having the opportunity to par ...
-
OCBC Bank Singapur, Singapore CDDTransaction Monitoring Specialist, Corporate Banking Compliance C4 ) Description · We are looking for a talented, independent, and collaborative team player to join our Corporate Banking Compliance/ Advisory, Review & Reporting ("CBC ARR") team. Don't miss the wonderful o ...
-
PwC Singapore Full timeJob Description & Summary · We believe that challenges are better solved together. That's why you'll join a diverse, global community of solvers - an unexpected mix of people that come together to build trust in society and solve important problems. With us, you are encouraged to ...
-
PricewaterhouseCoopers CM Services Pte. Ltd. Singapur, Singapore Full timeDescription · & SummaryWe believe that challenges are better solved together. That's why you'll join a diverse, global community of solvers - an unexpected mix of people that come together to build trust in society and solve important problems. With us, you are encouraged to lea ...
Analyst/AVP, Corporate Compliance - Singapur, Singapore - SMBC Group
Description
To assist in day to day Compliance matters for SNG (other than those issues which require legal advice) and supervise assigned APAC offices.
2. Any other matters assigned by Team or Dept Head
Requirements :
