- Undertaking risk-based and rule-based general compliance monitoring, and liaising with the regulators (MAS and SGX), where necessary.
- Keeping abreast of relevant regulatory and legal changes, assessing their impact and implementing any required changes to internal policies and procedures.
- Updating internal policy and procedure manuals, where necessary.
- Maintaining appropriate checklists for corporate finance transactions.
- Advising on any proposed amendments to standard agreements, with the assistance of the Legal Department where appropriate.
- Assisting with new client take-on procedures, including undertaking conflict checks and desktop-based searches as well as gathering the necessary documentation in accordance with anti-money-laundering policies.
- Reviewing transaction files of the Corporate Finance team prior to submission to the SGX
- Recording minutes of meetings of internal committees.
- Ensuring that compliance induction is given to all new employees.
- Ensuring that any PA dealing of employee is undertaken in accordance with internal policies.
- Assisting with the licensing and de-licensing of employees with the relevant regulator.
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Compliance Officer
1 day ago
LSG INSURANCE PTE. LTD. Singapore**Job Description · The Compliance Officer is responsible for ensuring that the company complies with all applicable regulations, laws, and industry best practices related to life insurance sector. This role involves implementing, monitoring, and enforcing the company's complianc ...
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Compliance Officer
1 day ago
Franklin Templeton Investments SingaporeAt Franklin Templeton, we're advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make ...
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Compliance Officer
5 days ago
ZICO ASSET MANAGEMENT PTE. LTD. SingaporeCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requir ...
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Compliance Officer
6 days ago
SABANA REAL ESTATE INVESTMENT MANAGEMENT PTE. LTD. SingaporeWe are an industrial REIT Company listed on the Singapore Stock Exchange and with a well-established presence in Singapore. We are looking for a Compliance Officer with an eye for detail but able to work efficiently, accurately and as carry out other regulatory reporting tasks. · ...
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Compliance Officer
1 day ago
WOORI BANK Singapore**Requirements**: · - A relevant degree in Finance, Business or Accountancy · - Minimum 2 years of Compliance/AML/CFT/SANCTION experience in a bank or financial institution · - Knowledge in MAS rules and regulations · - Keen interest in compliance with long term plans to remain i ...
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Compliance Officer
1 week ago
Apex Group SingaporeCompliance Officer · Location: Singapore, Singapore · Date Posted: Mar 15, 2023 · **Description** · **Key responsibilities** · - Assist the Regional Head of Compliance with the implementation and enforcement of the Global Compliance Strategy & Programme in APAC · - Report to the ...
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Compliance Officer
3 days ago
FasterPay Singapore**FasterPay** is looking for a Compliance Officer, who wants to level-up their career in the payment industry. If you are highly motivated and have experience in maintaining compliance programs, we are hiring for a Compliance Office to join our team in Singapore. · **Responsibili ...
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Compliance Officer
1 day ago
GAW CAPITAL ASSET MANAGEMENT (SG) PTE. LTD. SingaporeWe are looking for a Compliance Officer to assist the Compliance & Risk Team in daily compliance works. · - Assist in KYC and AML matters under SG and HK regulatory requirements · - Assist in the preparation and submission of compliance/regulatory reports/surveys for management, ...
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Compliance Officer
3 days ago
CREDIT BUREAU (SINGAPORE) PTE LTD Singapore**JOB RESPONSIBILITIES**: · - Develop, administer and review the Compliance Program, including policies, procedures and processes, necessary for the sound operation of the Compliance Program. · - Perform periodic regulatory compliance review on existing business processes. · - En ...
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Compliance Officer
1 week ago
UBS SingaporeSingapore · - Compliance · - Group Functions · **Job Reference #** · BR · **City** · - Singapore · **Job Type** · - Full Time · **Your role** · - Do you have sharp analytic skills and the ability to identify compliance and risk issues? Do you know how to maintain independence and ...
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Compliance Officer
1 week ago
LRI Invest S.A. SingaporeLocation: Singapore, Singapore · Date Posted: Mar 15, 2023 · **Description** · **Key responsibilities** · - Assist the Regional Head of Compliance with the implementation and enforcement of the Global Compliance Strategy & Programme in APAC · - Report to the Head of Compliance in ...
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Compliance Officer
1 week ago
LULU MONEY (SINGAPORE) PTE. LTD. Singapore**Responsibilities**: · 1. Act as the reference point for the AML/CFT matters within the reporting institution. · 2. Have a good knowledge of the country statutory and regulatory requirements, procedures, and standards as well as their practical effects on the Compliance Investig ...
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Compliance Officer
1 week ago
AETOS SUPPORT SERVICES PTE. LTD. Singapore**About AETOS**: · AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Ind ...
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Compliance Officer
1 week ago
Adyen Singapore**This is Adyen** · Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. · For our teams, we cre ...
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Compliance Officer
1 week ago
BANK OF INDIA SingaporeJob Scope of Compliance Officer · - Keeping abreast with changes to regulatory requirements for AML/CFT and communicating the changes internally with a view to ensuring established policies, procedures and processes are in compliance with new requirements. · - Monitor for new reg ...
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Compliance Officers
5 days ago
GMP Group Singapore**Compliance Officers (private bank)** · **12 months contract** · *** · **Responsibilities**: · - Primarily responsible for KYC and client on-boarding as well as training on this topic · - Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/AB ...
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Compliance Officer
1 day ago
PROMISELAND INDEPENDENT PTE. LTD. Singapore**Build your Career in Compliance · **PromiseLand Independent **is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 cor ...
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Compliance Officer
6 days ago
WINTRUST ASIA PACIFIC PTE. LTD. SingaporeØ Acts as Compliance Officer and Money Laundering Reporting Officer (MLRO) for Singapore licensed trust company under its Anti-Money Laundering/Combating the Financing of Terrorism (AML-CFT) obligations. · Ø Establishes and maintains appropriate systems and controls (including do ...
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Compliance Officer
1 day ago
First Digital Trust Singapore**About us** · First Digital Trust ("FDT") is Asia's leading technology-driven financial institution powering the digital asset industry and servicing fintech innovators including blockchain startups, money service businesses and token issuers. The team is behind Abacus rapid set ...
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Compliance Officer
3 days ago
INTERNATIONAL RECRUITMENT CENTRE PTE. LTD. SingaporeWorking in partnership with the country's leadership team, Shared Services, and the global Compliance head, the role is responsible for managing the full range of matters related to compliance, governance, investigations, and compliance training. · **Responsibilities**: · **1. ** ...
Compliance Officer - Singapore - ZICO CAPITAL PTE. LTD.
1 day ago
Description
Roles & ResponsibilitiesLicensing
Microsoft Excel
Due Diligence
Regulatory Compliance
Assessing
Compliance
Banking
AML
Regulatory Requirements
KYC
Screening
Audit
Corporate Finance
Conflict
Financial Services