- Conduct compliance reviews and monitoring/surveillance across the company's business activities;
- Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring;
- Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the design and implementation of risk and compliance management initiatives, and enhancing and improving internal processes and procedures;
- Review the completed risk and compliance assessment returns from each area of the business, identifying trends and areas of concern and working with the business units to reduce any unacceptable exposures to regulatory risk;
- Provide compliance training and support through issuing of internal compliance updates, training modules and compliance guidelines
- Minimum 3-5 years' relevant experience in compliance, audit or risk management in the securities, financial advisory or fund management industry
- Should have knowledge of key applicable regulations in Singapore such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations
- Excellent writing and communication skills
- Good interpersonal, influencing and networking skills
- Team player
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AYASA Globo Financial Services Singapore_**AYASA Globo Financial Services**_ _is a "one-stop" platform which provides comprehensive and total solutions to hedge funds, private equities, family offices and financial institutions. We are also a pioneer in crypto fund setup and administration with actual hands-on experien ...
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Compliance Manager
3 days ago
Landmark Commerce Pte Ltd Singapore**Compliance Manager (MLRO)** · **Responsibilities**: · - As a MLRO, be responsible for all compliance matters for our Singapore business and ensure the business is operating within the Major Payment Institution license requirements, and to be the main liaison officer with extern ...
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Compliance Manager
5 days ago
ASCAN MARKETING SERVICES PTE LTD Singapore**Job Highlights**: · - 5-day work week 9am to 6pm · - Dental, Medical · - Annual Company Event · **Job Description**: · **Roles and Responsibilities**: · - Develop and maintain compliance processes & policies relating to AML/CFT/Sanctions in line with MAS Payment Services Act re ...
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Compliance Manager
1 week ago
RIO TECHNOLOGIES PTE. LTD. SingaporeWe are looking for an experienced **Compliance Manager **to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is ...
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Compliance Manager
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Sygnum SingaporeWe are looking for an experienced **Compliance Manager **to join our Singapore headquarters as part of our dynamic team of talented, fun-loving individuals. · **What we offer**: · - Developing and executing overall compliance strategy for Sygnum Singapore in close collaboration w ...
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Compliance Manager
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PARADIGM RECRUITMENT PTE. LTD. SingaporeWe are representing one of Asia's largest Bank to source for a senior compliance manager for their corporate banking division. · In this role, you will be involved with: · - Assist the Head of Compliance in managing the Branch's compliance program · - Carry out compliance monitor ...
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Compliance Manager
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ST DYNAMO SG PTE. LTD. SingaporeAt Singtel, we believe in the strength of a vibrant, diverse and inclusive workforce where backgrounds, perspectives and life experiences of our people help us innovate and create strong connections with our customers. We strive to ensure all our people practices are non-discrimi ...
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Compliance Manager
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PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD. SingaporeAn international asset management firm, is looking to hire a Compliance and Risk manager to be based in Singapore. This person will be a sole contributor and be the key contact regarding any compliance matters as well as monitoring the risk positions. · **Key responsibilities**: ...
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Compliance Manager
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ATLAS CONSOLIDATED PTE. LTD. Singapore**Who are we** · Founded in 2019, Atlas Consolidated Pte Ltd is a financial technology company headquartered in Singapore. The company provides financial services to both consumers and businesses through the following subsidiaries and products: · - HugoHub, a full BaaS provider c ...
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AYASA GLOBO FINANCIAL SERVICES PTE. LTD. Singapore**_AYASA Globo Financial Services _**_is a "one-stop" platform which provides comprehensive and total solutions to hedge funds, private equities, family offices and financial institutions. We are also a pioneer in crypto fund setup and administration with actual hands-on experien ...
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Compliance Manager
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Worldline Singapore**About Worldline**This is Worldline** · We are the innovators at the heart of the payments technology industry, shaping how the world pays and gets paid. The solutions our people build today power the growth of millions of businesses tomorrow. From your local coffee shop to unic ...
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Compliance Manager
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Revolut SingaporeAbout Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, ...
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Commonwealth Bank SingaporeYou are a team contributor who enjoys working collaboratively · - Opportunity to innovate and drive pioneering business initiatives · - Together we can drive sustainable business growth for our clients · **Do work that matters** · Risk Management is responsible for developing the ...
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Funds Partnership Asia Singapore**Contract Type**: · Permanent · **Location**: · Singapore · **Category**: · Compliance · **Subcategory**: · **Contact Name**: · Daryl Emmanuelle Ong · - · **Date Published**: · 15-Feb-2023 · Our client is a listed energy infrastructure and technology company with global presence ...
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Compliance Manager
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Ambition Singapore**Job details**: · Posted 15 May 2023 · SalaryS$ S$ per annum · LocationSingapore · Job type Permanent · DisciplineBanking & Financial Services · Reference263810_ · **Title** · Compliance Manager - Securities Group (AVP) · **Description** · Our client is an international financi ...
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Compliance Manager
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Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
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EBON MANAGEMENT PTE. LTD. SingaporeEbang International Holdings Inc., a NASDAQ-listed company, has strong presence in global blockchain technology and cryptocurrency exchange business. Over the years, we have established strong footprint and are known for our professionalism, secure, convenient and stable financia ...
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CGS-CIMB SECURITIES (SINGAPORE) PTE. LTD. Singapore**About the role · CGS-CIMB Securities (CGS-CIMB) is a leading integrated financial services provider in Asia. It is a joint venture between China Galaxy International Financial Holdings Limited, a wholly owned subsidiary of China Galaxy Securities Co. Ltd., and CIMB Group Sdn Bh ...
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Compliance Manager
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INVICIEN CAPITAL MANAGEMENT PTE. LTD. Singapore**Job Title: Compliance Manager - Fund Management Sector · **Location**:Singapore · **About Us**: · Invicien Capital Management is a newly incorporated company that aims to provide unique financial services solutions to institutional and ultra high networth clients. Our commitmen ...
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Compliance Manager
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Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
Compliance Manager - Singapur, Singapore - Flintex Consulting Pte Ltd
Description
Job DescriptionResponsibilities:
We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company.
The candidate will help to manage and execute the compliance programs, provide policy guidance and to carry out compliance training for the company's diversified investment business groups.
Depending on the candidate's experience, duties will include the following:Compliance Manager / Assistant Manager
