- To be the Subject Matter Expert in all regulatory requirements concerning market conduct matters that cut across product lines including Life, Health, and General Insurance
- To review consultation papers from both regulators and industry bodies, and implementation of the requirements when they are affected by regulatory notices and undertakings.
- Able to manage governance around marketing materials and advertisements to ensure that they meet regulatory and compliance policy requirements.
- To provide advice to business on cross border regulatory requirements (and recommend controls) for offshore clients/business and transactions.
- To assist in the completion of relevant thematic risk reviews and controls monitoring assessments for insurance to strengthen proactive risk management and risk stewardship activity.
- To assist the team in the consolidation of information required for management reporting in respect of distribution compliance risk areas.
- Bachelor's degree in Banking, Finance or in any related majors
- At least 5-6 years of experience in Advisory role in Banking, Financial or Insurance Industry
- Knowledge and understanding of regulatory requirements/expectations under the Financial Advisers Act (FAA), Securities and Futures Act (SFA), Fair Dealing guidelines and the associated notices issued, including those issued by LIA regarding life and health insurance businesses on the market conduct requirements, will be crucial in this role.
- Excellent stakeholder management skills.
- Good to have any relevant certification in Compliance.
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Regulatory Compliance
1 week ago
The Edge Asia Singapore**Some of the key responsibilities will include**: · - Reviewing of marketing materials to ensure it is compliant to regulatory requirements · - Advise business/relevant stakeholders on AML/KYC requirements · - Implement, maintain and align global and regional policies respective ...
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RevUp Consulting Singapore**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** · An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local busi ...
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Page Personnel SingaporeOpportunity to join an derivatives exchange with no experience required · - To be able to venture into regulatory compliance · **About Our Client**: · Our client is a derivatives exchange regulated by the Monetary Authority of Singapore (MAS), they offer a range of futures and op ...
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Tangspac SingaporePosted by · - Faith Kenton- Recruitment Consultant European Boutique Bank is looking to hire a Regulatory Compliance Analyst to support the implementation of the Bank's Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guide ...
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Regulatory Compliance
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Tangspac Singapore**Job Role Description - Summary** · The Compliance Analyst supports the implementation of the Bank's Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. He/She executes tasks according to procedure ...
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Singapore SingaporeIdentify and respond to local regulatory developments, engagement and policy · Monitor local regulatory developments/updates issued by regulators · Provide compliance advice and guidance to internal stakeholders · Assess the risks associated with new or revised strategies and mak ...
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Regulatory and Compliance
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Regulatory Compliance
1 week ago
Funds Partnership Asia Singapore**Contract Type**: · - Permanent**Location**: · - Singapore**Category**: · - Compliance**Subcategory**: · **Contact Name**: · - Jacqueline Lee- **Date Published**: · - 31-Oct-2023Our client who is one of the leading alternative investment service provider and they are looking for ...
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One Consulting (Global) Pte Ltd. SingaporeSingapore · Permanent · Closing on May 12, 2023 · **Responsibilities** · **Summary: The Regulatory Compliance Group Manager will be responsible for ensuring that our projects comply with all relevant laws, regulations, standards, and guidelines in the oil and gas exploration and ...
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Kerry Consulting Singapore**Description**: · **Description** · **Responsibilities** · Reporting directly to the Head of Regulatory Compliance, you will be the Deputy Head of the Regulatory Compliance team and you will conduct regulatory and AML advisory in relation to the business of the company. · You wi ...
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1 week ago
PICTET Singapore**Your team**: · - The Pictet group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet h ...
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Razer USA Ltd. SingaporeGetting onboard Razer will place you on a global mission to revolutionize the way the world games. Razer is a place to do great work, offering you the opportunity to make an impact globally while working across a global team located across 5 continents. Razer is also a great plac ...
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MetaVerse Green Exchange Singapore**Location: Singapore** · **Roles and Responsibilities**: · - Provide compliance advisory on the regulatory requirements in SFA and SFR to business units and participate in new initiatives/projects to understand business units' concerns/needs, · - Provide accurate and practical g ...
VP, Business Regulatory Compliance - Singapore - MANPOWER STAFFING SERVICES (SINGAPORE) PTE LTD
Description
Roles & ResponsibilitiesResponsibilities:
Requirement:
Interested Applicants, please email your resume to (R , stating the position as the subject title in the email.
Tell employers what skills you haveManagement Skills
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