- Develops and maintains Compliance and Operational Risk policies and provide oversight of all Regulatory and Operational Risk policies
- Ensure regulatory and operational risk requirements are appropriately addressed, inclusive of conduct risk as applicable
- Mitigate any gaps within the business and to ensure the business is in line with Compliance and Operational Risk guidelines
- Conduct annual risk and compliance assessments and reporting to the board of directors
- Create a robust Risk and Compliance culture in the business
- A bachelors degree in a reputable university
- 7 to 10 years of experience in an Operational Risk / Enterprise Risk role
- Ideally in a Financial Services / Technology / Healthcare related area
- Ability to work in a startup environment.
- Be able to work independently, while also being a strong team player
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Manager, Compliance
2 days ago
China CITIC Bank International Limited (SG Branch) Singapore**Job Purpose** · Assist the Head of Compliance in managing the Branch's PB/Wealth Management compliance program and carrying out compliance monitoring and reviews to ensure compliance with all applicable laws and regulations (including Banking Act, Securities & Futures Act and F ...
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Compliance Manager
1 week ago
PRIVIUM FUND MANAGEMENT (SINGAPORE) PTE. LTD. SingaporeAn international asset management firm, is looking to hire a Compliance and Risk manager to be based in Singapore. This person will be a sole contributor and be the key contact regarding any compliance matters as well as monitoring the risk positions. · **Key responsibilities**: ...
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Compliance Manager
5 days ago
Commonwealth Bank SingaporeYou are a team contributor who enjoys working collaboratively · - Opportunity to innovate and drive pioneering business initiatives · - Together we can drive sustainable business growth for our clients · **Do work that matters** · Risk Management is responsible for developing the ...
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Compliance Manager
5 days ago
Ambition Singapore**Job details**: · Posted 15 May 2023 · SalaryS$ S$ per annum · LocationSingapore · Job type Permanent · DisciplineBanking & Financial Services · Reference263810_ · **Title** · Compliance Manager - Securities Group (AVP) · **Description** · Our client is an international financi ...
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Compliance Manager
1 day ago
PT BANK RAKYAT INDONESIA (PERSERO) TBK SINGAPORE BRANCH Singapore**Roles & Responsibilities** · - Lead the Compliance team strategically to ensure the bank is always compliant with the applicable rules and regulations. · - Spearhead the improvement of the existing Compliance procedure. · - Manage and own end to end KYC, Account Opening, CDD, a ...
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Compliance Manager
2 days ago
KINGS COURT CAPITAL PTE. LTD. SingaporeWe are seeking an professional individual that is detailed and results oriented to join the team as a Compliance Manager. You will be working closely with the Chief Operating Officer to implement the best compliance monitoring/control for the firm. You will have a keen attention ...
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Compliance Manager
4 days ago
EBON MANAGEMENT PTE. LTD. SingaporeEbang International Holdings Inc., a NASDAQ-listed company, has strong presence in global blockchain technology and cryptocurrency exchange business. Over the years, we have established strong footprint and are known for our professionalism, secure, convenient and stable financia ...
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Compliance Manager
2 days ago
KIMBERLEY CONSULTING PTE. LTD. Singapore**Roles & Responsibilities: · - Be designated as the Compliance Officer (CO) for the company · - Be the primary Liaison Officer for engaging with MAS on all matters · - Provide compliance advisory to the business · - Ensure compliance to SFA, FAA, CIS, PSA, licensing requirements ...
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Compliance Manager
2 days ago
Bank of Singapore SingaporeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal level ...
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Compliance Manager
4 days ago
INVICIEN CAPITAL MANAGEMENT PTE. LTD. Singapore**Job Title: Compliance Manager - Fund Management Sector · **Location**:Singapore · **About Us**: · Invicien Capital Management is a newly incorporated company that aims to provide unique financial services solutions to institutional and ultra high networth clients. Our commitmen ...
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Compliance Manager
1 week ago
Eames Consulting SingaporeElevate your career in the dynamic realm of compliance with a pivotal role that places you at the heart of regulatory adherence and policy implementation. A prestigious firm is in search of a seasoned Compliance Officer, whose expertise will be instrumental in steering the organi ...
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Compliance Manager
2 days ago
ACCESS PEOPLE (SINGAPORE) PTE. LTD. SingaporeMy client is a growing, global Securities firm with a strong presence in APAC. They are seeking a Compliance Manager specializing in FX and Options (Derivatives) Products to join their team. · In this pivotal role, you will be responsible for ensuring adherence to regulatory requ ...
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Compliance Manager
2 days ago
Schroders Singapore**Company Overview** · As a global investment manager, we help institutions, intermediaries and individuals meet their goals, fulfil their ambitions, and prepare for the future. But as the world changes, so do our clients' needs. That's why we have a long history of adapting to s ...
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Compliance Manager
1 week ago
RIO TECHNOLOGIES PTE. LTD. SingaporeWe are looking for an experienced **Compliance Manager **to ensure our company adheres to legal standards and in-house policies. You will be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. The goal is ...
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Compliance Manager
1 week ago
PARADIGM RECRUITMENT PTE. LTD. SingaporeWe are representing one of Asia's largest Bank to source for a senior compliance manager for their corporate banking division. · In this role, you will be involved with: · - Assist the Head of Compliance in managing the Branch's compliance program · - Carry out compliance monitor ...
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Compliance Manager
1 week ago
CHINA UNICOM (SINGAPORE) OPERATIONS PTE. LTD. Singapore**Main Roles and Responsibilities:** · 1) Take the lead in promoting the management and control of high-quality development in the region; · 2) Cooperate with the Legal Department and the Corporate Development Department of the headquarter to fulfill compliance due-diligence per ...
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Compliance Manager
1 week ago
MSIG Asia Pte Ltd SingaporeReporting to the Vice President of Compliance, this role supports our Head Office (HO) in Tokyo in helping our business units in Asia achieve compliance objectives set by our MS&AD Group and MSIG Asia, and run their annual compliance and internal control programs. · **Responsibil ...
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Compliance Manager
2 days ago
AR CAPITAL PTE. LTD. Singapore**Key Responsibilities** · - Oversight of both local and offshore Compliance in relation to (1) the Company, (2) the managed funds and (3) relevant trading markets · - Coordination and preparation of documents/reports for regulatory reporting, surveys and due diligence (both ways ...
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Compliance Manager
3 days ago
DCS CARD CENTRE PTE. LTD. SingaporeDCS Card Centre is an innovative and forward-looking payments fintech that provides value-added card services with the most advanced technology to our customers and partners. · We offer attractive remuneration packages and reward schemes, and invite the talents to join our big fa ...
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Compliance Manager
1 week ago
Anchor Search Group Singapore**Job Description**: · - Lead the development of compliance controls framework and implementation of compliance-related processes and procedures. · - Keep abreast with regulatory changes and provide compliance advisory to Senior Management and business. · - Create, maintain and e ...
Operational Risk and Compliance Manager - Singapore - BEATHCHAPMAN (PTE. LTD.)
Description
Roles & ResponsibilitiesThe Role:
My Client is a leading Technology and Healthcare firm, and we are looking for an Operational Risk Manager to join the team in Singapore. We are looking for Operational Risk candidates who are keen to build their career in a startup environment and to influence and spearhead new Operational Risk policies in the Firm.
Responsibilities:
Requirements:
Take charge of this opportunity to welcome a new career challenge in 2024.
EA Personnel No R1985201
BeathChapman Pte Ltd
Licence No 16S8112
Microsoft Office
Microsoft Excel
IRAs
Due Diligence
Healthcare
Risk Management
Compliance
Operational Risk
Internal Audit
Team Player
Regulatory Requirements
Audit
Financial Services
Able To Work Independently
Business Requirements